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ABBOTT LABORATORIES — Director's Dealing 2014
Mar 4, 2014
29777_rns_2014-03-04_21d1b232-842d-404a-8377-217dd38f4af5.pdf
Director's Dealing
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SEC FORM 4
SEC Form 4 FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Check this box if no longer subject to Section 16. Form 4 or Form 5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL OMB Number: 3235-0287 December 31, Expires: 2014 Estimated average burden hours per 0.5 response:
| or Section 30(h) of the Investment Company Act of 1940 | or Section 30(h) of the Investment Company Act of 1940 | or Section 30(h) of the Investment Company Act of 1940 | or Section 30(h) of the Investment Company Act of 1940 | ||||||
|---|---|---|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Person* Mason Heather L |
2. Issuer NameandTicker or Trading Symbol ABBOTT LABORATORIES[ABT] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
|||||||
| (Last) (First) (Middle) 100 ABBOTT PARK ROAD |
3. Date of Earliest Transaction (Month/Day/Year) 02/28/2014 |
X Officer (give title below) Senior Vice |
Other (specify below) President |
||||||
| 4. If Amendment, Date of Original | Filed (Month/Day/Year) | 6. Individual or Joint/Group | Filing (Check | ||||||
| (Street) | Applicable Line) | ||||||||
| ABBOTT PARK IL |
60064 | X Form filed by One Reporting Person Form filed by More than One Reporting |
|||||||
| Person | |||||||||
| (City) (State) |
(Zip) | ||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction | 2A. Deemed | 3. | 4. Securities Acquired (A) 5. Amount of |
6. | 7. Nature | |||
| Date | Execution Date, | Transaction | or Disposed Of (D) (Instr. Securities |
Ownership | of Indirect | ||||
| (Month/Day/Year) | if any | Code (Instr. | 3, 4 and 5) | Beneficially | Form: | Beneficial | |||
| (Month/Day/Year) | 8) | Owned | Direct (D) | Ownership | |||||
| Following | or Indirect | (Instr. 4) | |||||||
| (A) | Reported Transaction |
(I) (Instr. 4) | |||||||
| Code V |
Amount | or (D) |
(s) (Instr. 3 and 4) Price |
||||||
| Common shares without | par value | 02/28/2014 | F | 9,800 | D | $39.79 120,606 |
D | ||
| Common shares without | par value | 03/03/2014 | S | 1,100 | D | $38.954 119,506 |
D | ||
| Common shares without | par value | 03/03/2014 | S | 1,096 | D | $38.951 118,410 |
D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. | 6. Date Exercisable and | 6. Date Exercisable and | 7. Title and | 8. Price of | 9. Number | 10. | 11. Nature | ||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Derivative | Conversion | Date | Execution Date, | Transaction | Number | Expiration Date | Amount of | Derivative | of | Ownership | of Indirect | |||
| Security | or Exercise | (Month/Day/Year) | if any | Code | (Instr. | of | (Month/Day/Year) | Securities | Security | derivative | Form: | Beneficial | ||
| (Instr. 3) | Price of | (Month/Day/Year) | 8) | Derivative | Underlying | (Instr. 5) | Securities | Direct (D) | Ownership | |||||
| Derivative | Securities | Derivative | Beneficially | or Indirect | (Instr. 4) | |||||||||
| Security | Acquired | Security | Owned | (I) (Instr. 4) | ||||||||||
| (A) or | (Instr. 3 and 4) | Following | ||||||||||||
| Disposed | Reported | |||||||||||||
| of (D) | Transaction | |||||||||||||
| (Instr. | 3, 4 | (s) (Instr. 4) | ||||||||||||
| and 5) | ||||||||||||||
| Amount | ||||||||||||||
| or | ||||||||||||||
| Number | ||||||||||||||
| Date | Expiration | of | ||||||||||||
| Code | V | (A) | (D) | Exercisable | Date | Title Shares |
Explanation of Responses:
Remarks:
The sale transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).
John A. Berry, by power of attorney for Heather L. 03/04/2014 Mason
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
3/4/2014