Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ABBOTT LABORATORIES Director's Dealing 2014

Mar 4, 2014

29777_rns_2014-03-04_21d1b232-842d-404a-8377-217dd38f4af5.pdf

Director's Dealing

Open in viewer

Opens in your device viewer

Page 1 of 1

SEC FORM 4

SEC Form 4 FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Check this box if no longer subject to Section 16. Form 4 or Form 5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP obligations may continue. See Instruction 1(b).

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL OMB Number: 3235-0287 December 31, Expires: 2014 Estimated average burden hours per 0.5 response:

or Section 30(h) of the Investment Company Act of 1940 or Section 30(h) of the Investment Company Act of 1940 or Section 30(h) of the Investment Company Act of 1940 or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person*
Mason Heather L
2. Issuer NameandTicker or Trading Symbol
ABBOTT LABORATORIES[ABT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
(Last)
(First)
(Middle)
100 ABBOTT PARK ROAD
3. Date of Earliest Transaction (Month/Day/Year)
02/28/2014
X
Officer (give title
below)
Senior Vice
Other (specify
below)
President
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check
(Street) Applicable Line)
ABBOTT
PARK
IL
60064 X
Form filed by One Reporting Person
Form filed by More than One Reporting
Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction 2A. Deemed 3. 4. Securities Acquired (A)
5. Amount of
6. 7. Nature
Date Execution Date, Transaction or Disposed Of (D) (Instr.
Securities
Ownership of Indirect
(Month/Day/Year) if any Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Month/Day/Year) 8) Owned Direct (D) Ownership
Following or Indirect (Instr. 4)
(A) Reported
Transaction
(I) (Instr. 4)
Code
V
Amount or
(D)
(s) (Instr. 3
and 4)
Price
Common shares without par value 02/28/2014 F 9,800 D $39.79
120,606
D
Common shares without par value 03/03/2014 S 1,100 D $38.954
119,506
D
Common shares without par value 03/03/2014 S 1,096 D $38.951
118,410
D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

1. Title of 2. 3. Transaction 3A. Deemed 4. 5. 6. Date Exercisable and 6. Date Exercisable and 7. Title and 8. Price of 9. Number 10. 11. Nature
Derivative Conversion Date Execution Date, Transaction Number Expiration Date Amount of Derivative of Ownership of Indirect
Security or Exercise (Month/Day/Year) if any Code (Instr. of (Month/Day/Year) Securities Security derivative Form: Beneficial
(Instr. 3) Price of (Month/Day/Year) 8) Derivative Underlying (Instr. 5) Securities Direct (D) Ownership
Derivative Securities Derivative Beneficially or Indirect (Instr. 4)
Security Acquired Security Owned (I) (Instr. 4)
(A) or (Instr. 3 and 4) Following
Disposed Reported
of (D) Transaction
(Instr. 3, 4 (s) (Instr. 4)
and 5)
Amount
or
Number
Date Expiration of
Code V (A) (D) Exercisable Date Title
Shares

Explanation of Responses:

Remarks:

The sale transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).

John A. Berry, by power of attorney for Heather L. 03/04/2014 Mason

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

  • If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

3/4/2014