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ABBOTT LABORATORIES — Director's Dealing 2014
Feb 25, 2014
29777_rns_2014-02-25_abf6534a-527e-4f95-abfa-0dcbd54b07a5.pdf
Director's Dealing
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SEC FORM 4
SEC Form 4
FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
OMB APPROVAL
Washington, D.C. 20549
OMB Number: 3235-0287 December 31, Expires: 2014 Estimated average burden hours per 0.5 response:
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
| Check this box if no longer subject to | Estimated average burden | |||
|---|---|---|---|---|
| Section 16. Form 4 or Form 5 obligations may continue._See_Instruction 1(b). |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
hours per response: 0.5 |
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| 1. Name and Address of Reporting Person* Warmuth Michael J |
2. Issuer NameandTicker or Trading Symbol ABBOTT LABORATORIES[ABT] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
||
| (Last) (First) 100 ABBOTT PARK ROAD |
(Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 02/21/2014 |
X | Officer (give title below) Other (specify below) Executive Vice President |
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | |||
| (Street) | Line) | |||
| ABBOTT PARK IL |
60064-6400 | X | Form filed by One Reporting Person Form filed by More than One Reporting |
|
| Person | ||||
| (City) (State) |
(Zip) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security | 1. Title of Security | (Instr. 3) | 2. Transaction Date 2A. Deemed Execution Date, |
2. Transaction Date 2A. Deemed Execution Date, |
2. Transaction Date 2A. Deemed Execution Date, |
2. Transaction Date 2A. Deemed Execution Date, |
3. Transaction |
3. Transaction |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and |
5. Amount Securities |
of |
6. Ownership Form: Direct |
6. Ownership Form: Direct |
7. Nature of Indirect |
||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Month/Day/Year) if any |
Code | (Instr. | 5) | Beneficially | (D) or Indirect | Beneficial | |||||||||||
| (Month/Day/Year) | 8) | Owned Following | (I) (Instr. 4) | Ownership | |||||||||||||
| Reported | (Instr. 4) | ||||||||||||||||
| Code | V | Amount (A) or (D) Price |
Transaction(s) (Instr. 3 and 4) |
||||||||||||||
| Table | II - Derivative Securities Acquired, Disposed of, or | Beneficially Owned | |||||||||||||||
| (e.g., puts, calls, | warrants, options, convertible | securities) | |||||||||||||||
| 1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. Number of | 6. Date | Exercisable and | 7. Title and Amount of | 8. Price of | 9. Number | 10. | 11. Nature | |||||
| Derivative | Conversion | Date | Execution Date, | Transaction | Derivative |
Expiration Date | Securities Underlying | Derivative | of | Ownership | of Indirect | ||||||
| Security (Instr. 3) | or | Exercise | (Month/Day/Year) | if any | Code | (Instr. | Securities | (Month/Day/Year) | Derivative Security | Security | derivative | Form: | Beneficial | ||||
| Price of | (Month/Day/Year) | 8) | Acquired (A) | (Instr. 3 and 4) | (Instr. 5) | Securities | Direct (D) | Ownership | |||||||||
| Derivative | or Disposed | Beneficially | or Indirect | (Instr. 4) | |||||||||||||
| Security | of (D) (Instr. 3, | Owned | (I) (Instr. 4) | ||||||||||||||
| 4 and 5) | Following | ||||||||||||||||
| Reported | |||||||||||||||||
| Amount or | Transaction | ||||||||||||||||
| Date | Expiration | Number of | (s) (Instr. 4) | ||||||||||||||
| Code | V | (A) (D) |
Exercisable | Date | Title Shares |
||||||||||||
| Option (right to buy) (1) |
$39.12 | 02/21/2014 | A | 107,793 | 02/21/2015 | 02/20/2024 | Common shares 107,793 |
$0 | 107,793 | D |
Explanation of Responses:
- Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 35,931 on 2/21/2015, 35,931 on 2/21/2016 and 35,931 on 2/21/2017.
John A. Berry, by power of attorney for Michael J. 02/25/2014 Warmuth
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
2/25/2014