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ABBOTT LABORATORIES Director's Dealing 2014

Feb 25, 2014

29777_rns_2014-02-25_7a0c9cbe-6ec1-4d1a-962c-51b750152de6.pdf

Director's Dealing

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SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

OMB APPROVAL

Washington, D.C. 20549

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB Number: 3235-0287 December 31, Expires: 2014 Estimated average burden hours per 0.5 response:

1. Name and Address of Reporting Person*
Contreras Jaime
(Last)
(First)
(Middle)
100 ABBOTT PARK ROAD
(Street)
ABBOTT
PARK
IL
60064
(City)
(State)
(Zip)
2. Issuer NameandTicker or Trading Symbol
ABBOTT LABORATORIES[ABT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
02/21/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting
Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3) 2. Transaction
Date
2A. Deemed
Execution Date,
3.
Transaction
3.
Transaction
4. Securities
Disposed Of
Acquired
(D) (Instr.
(A) or
3, 4
5. Amount of
Securities
6. Ownership
Form: Direct
7. Nature of
Indirect
(Month/Day/Year) if any Code (Instr. and 5) Beneficially (D) or Indirect Beneficial
(Month/Day/Year) 8) Owned Following (I) (Instr. 4) Ownership
Reported (Instr. 4)
Code V Amount (A)
or
Price Transaction(s)
(Instr. 3 and 4)
(D)
Common shares without par value 02/21/2014 A 18,403
(1)
A $0 42,136 D
Profit
Common shares without par value 20 (2) I Sharing
Trust
Profit
Common shares without par value 16 (2) I Sharing
Trust (by
spouse)
Jaime
Contreras
Common shares without par value 63,903 (3) I Marvan
2006
Living
Trust
Common shares without par value 1,067 (4) I By
spouse
Living
Common shares without par value 12,081 (5) I Trust(by
spouse)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

1. Title of 2. 3. Transaction 3A. Deemed 4. 5. Number of 6. Date Exercisable and 6. Date Exercisable and 7. Title and Amount of 8. Price of 9. Number 10. 11. Nature
Derivative Conversion Date Execution Date, Transaction Derivative Expiration Date Securities Underlying Derivative of Ownership of Indirect
Security (Instr. 3) or Exercise (Month/Day/Year) if any Code (Instr. Securities (Month/Day/Year) Derivative Security Security derivative Form: Beneficial
Price of (Month/Day/Year) 8) Acquired (A) (Instr. 3 and 4) (Instr. 5) Securities Direct (D) Ownership
Derivative or Disposed Beneficially or Indirect (Instr. 4)
Security of (D) (Instr. 3, Owned (I) (Instr. 4)
4 and 5) Following
Reported
Amount or Transaction
Date Expiration Number of (s) (Instr. 4)
Code V (A) (D) Exercisable Date Title Shares
Option(right to
buy) (6)
$39.12 02/21/2014 A 112,668 02/21/2015 02/20/2024 Common
shares
112,668 $0 112,668 D

Explanation of Responses:

  1. These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

  2. Balance in the Abbott Laboratories Stock Retirement Trust as of February 21, 2014.

  3. Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.

  4. The reporting person disclaims beneficial ownership of all securities held by his spouse.

2/25/2014

Page 2 of 2

SEC FORM 4

  1. Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.

  2. Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 37,556 on 2/21/2015, 37,556 on 2/21/2016, and 37,556 on 2/21/2017.

John A. Berry, by power of 02/25/2014 attorney for Jaime Contreras ** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

  • If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

  • ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

2/25/2014