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ABBOTT LABORATORIES — Director's Dealing 2014
Feb 25, 2014
29777_rns_2014-02-25_cfed7b43-fd37-4c38-8a7c-db0a28594e19.pdf
Director's Dealing
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SEC FORM 4
SEC Form 4
FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
OMB APPROVAL
Washington, D.C. 20549
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB Number: 3235-0287 December 31, Expires: 2014 Estimated average burden hours per 0.5 response:
| 1. Name and Address of Reporting Person* DeVos Georges H. |
1. Name and Address of Reporting Person* DeVos Georges H. |
1. Name and Address of Reporting Person* DeVos Georges H. |
1. Name and Address of Reporting Person* DeVos Georges H. |
2. Issuer NameandTicker or Trading Symbol ABBOTT LABORATORIES[ABT |
2. Issuer NameandTicker or Trading Symbol ABBOTT LABORATORIES[ABT |
2. Issuer NameandTicker or Trading Symbol ABBOTT LABORATORIES[ABT |
2. Issuer NameandTicker or Trading Symbol ABBOTT LABORATORIES[ABT |
2. Issuer NameandTicker or Trading Symbol ABBOTT LABORATORIES[ABT |
] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) 100 ABBOTT |
(First) (Middle) PARK ROAD |
3. Date of Earliest Transaction (Month/Day/Year) 02/21/2014 |
X | Officer (give title below) Other (specify below) Senior Vice President |
|||||||||||||
| 4. | If Amendment, Date of | Original Filed | (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | |||||||||||||
| (Street) | Line) | ||||||||||||||||
| ABBOTT PARK |
IL | 60064-6092 | X | Form filed Form filed |
by One Reporting Person by More than One Reporting |
||||||||||||
| Person | |||||||||||||||||
| (City) | (State) | (Zip) | |||||||||||||||
| Table I - | Non-Derivative Securities Acquired, Disposed | of, | or Beneficially Owned | ||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date |
2A. Deemed Execution Date, 3. Transaction |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and |
5. Amount Securities |
of |
6. Ownership Form: Direct |
7. Nature of Indirect |
||||||||||
| (Month/Day/Year) if any |
Code | (Instr. | 5) | Beneficially | (D) or Indirect | Beneficial | |||||||||||
| (Month/Day/Year) 8) |
Owned Following | (I) (Instr. 4) | Ownership | ||||||||||||||
| Reported | (Instr. 4) | ||||||||||||||||
| Code | V | Amount (A) (D) |
or Price |
Transaction(s) (Instr. 3 and 4) |
|||||||||||||
| Table | II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||
| (e.g., puts, | calls, warrants, options, convertible | securities) | |||||||||||||||
| 1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. Number of | 6. Date Exercisable and | 7. Title and Amount of | 8. Price of | 9. Number | 10. | 11. Nature | ||||||
| Derivative Security | Conversion | Date | Execution Date, | Transaction | Derivative | Expiration Date | Securities Underlying | Derivative | of | Ownership | of Indirect | ||||||
| (Instr. 3) | or | Exercise | (Month/Day/Year) | if any | Code (Instr. | Securities | (Month/Day/Year) | Derivative Security | Security | derivative | Form: | Beneficial | |||||
| Price of | (Month/Day/Year) | 8) | Acquired (A) | (Instr. 3 and | 4) | (Instr. 5) | Securities | Direct (D) | Ownership | ||||||||
| Derivative | or Disposed | Beneficially | or Indirect | (Instr. 4) | |||||||||||||
| Security | of (D) (Instr. | Owned | (I) (Instr. 4) | ||||||||||||||
| 3, 4 and 5) | Following | ||||||||||||||||
| Reported | |||||||||||||||||
| Amount | Transaction | ||||||||||||||||
| or | (s) (Instr. 4) | ||||||||||||||||
| Number | |||||||||||||||||
| Date | Expiration | of | |||||||||||||||
| Code V |
(A) (D) |
Exercisable | Date | Title | Shares | ||||||||||||
| Option (right to buy) (1) |
$39.12 | 02/21/2014 | A | 81,940 | 02/21/2015 | 02/20/2024 | Common shares |
81,940 | $0 | 81,940 | D |
Explanation of Responses:
- Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 27,314 on 2/21/2015, 27,313 on 2/21/2016, and 27,313 on 2/21/2017.
John A. Berry, by power of 02/25/2014 attorney for Georges H. DeVos ** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
2/25/2014