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ABBOTT LABORATORIES Director's Dealing 2014

Feb 25, 2014

29777_rns_2014-02-25_5e86e219-bec0-49f3-8acd-c56f12faecca.pdf

Director's Dealing

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SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

OMB APPROVAL

Washington, D.C. 20549

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB Number: 3235-0287 December 31, Expires: 2014

Estimated average burden hours per 0.5 response:

  1. Name and Address of Reporting Person[] 2. Issuer Name and* Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer Funck Robert E ABBOTT LABORATORIES [ ABT ] (Check all applicable) Director 10% Owner Officer (give title Other (specify (Last) (First) (Middle) 3. Date of Earliest Transaction (Month/Day/Year) X below) below) 02/21/2014 100 ABBOTT PARK ROAD Vice President, Controller 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable (Street) Line) ABBOTT X Form filed by One Reporting Person IL 60064 PARK Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3) 2. Transaction
Date
2A. Deemed
Execution Date,
3.
Transaction
3.
Transaction
4. Securities
Disposed Of
Acquired
(D) (Instr.
(A) or
3, 4 and
5. Amount of
Securities
6. Ownership
Form: Direct
7. Nature of
Indirect
(Month/Day/Year) if any Code (Instr. 5) Beneficially (D) or Indirect Beneficial
(Month/Day/Year) 8) Owned Following (I) (Instr. 4) Ownership
Reported (Instr. 4)
Code V Amount (A) or
(D)
Price Transaction(s)
(Instr. 3 and 4)
Common shares without par value 02/21/2014 A 7,240 (1) A $0 67,468 D
Profit
Common shares without par value 15,562 (2) I Sharing
Trust
Common shares without par value 500 (3) I By
daughter
Common shares without par value 500 (3) I By
daughter

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of 2. 3. Transaction 3A. Deemed 4. 5. Number of 5. Number of 6. Date Exercisable and 6. Date Exercisable and 7. Title and Amount of 7. Title and Amount of 8. Price of 9. Number 10. 11. Nature
Derivative Security Conversion Date Execution Date, Transaction Derivative Expiration Date Securities Underlying Derivative of Ownership of Indirect
(Instr. 3) or Exercise (Month/Day/Year) if any Code (Instr. Securities (Month/Day/Year) Derivative Security Security derivative Form: Beneficial
Price of (Month/Day/Year) 8) Acquired (A) (Instr. 3 and 4) (Instr. 5) Securities Direct (D) Ownership
Derivative or Disposed Beneficially or Indirect (Instr. 4)
Security of (D) (Instr. Owned (I) (Instr. 4)
3, 4 and 5) Following
Reported
Amount Transaction
or (s) (Instr. 4)
Number
Date Expiration of
Code V (A) (D) Exercisable Date Title Shares
Option (right to
buy) (4)
$39.12 02/21/2014 A 44,325 02/21/2015 02/20/2024 Common
shares
44,325 $0 44,325 D

Explanation of Responses:

  1. These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

  2. Balance in the Abbott Laboratories Stock Retirement Trust as of February 21, 2014.

  3. The reporting person disclaims beneficial ownership of all securities held by his daughter.

  4. Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 14,775 on 2/21/2015, 14,775 on 2/21/2016, and 14,775 on 2/21/2017.

John A. Berry, Attorney-in02/25/2014 Fact for Robert E. Funck

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

  • If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

2/25/2014