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ABBOTT LABORATORIES Director's Dealing 2014

Jan 31, 2014

29777_rns_2014-01-31_60fb6ec1-43ba-4e20-824f-e63036d2938f.pdf

Director's Dealing

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SEC FORM 4 Page 1 of 2

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

| 1. Name and Address of Reporting Person Warmuth Michael J | | | 2. Issuer Name and Ticker or Trading Symbol ABBOTT LABORATORIES [ ABT ] | | | | | | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Executive Vice President | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | (Last) (First) (Middle) 100 ABBOTT PARK ROAD | | | 3. Date of Earliest Transaction (Month/Day/Year) 01/29/2014 | | | | | | | | | | (Street) ABBOTT PARK IL 60064-6400 | | | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person | | | | | | | | | (City) (State) (Zip) | | | | | | | | | | | | | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | | | | | | | | | | | | | 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | | | | | | | | Code | V | Amount | (A) or (D) | | | Price | | | | Common shares without par value | | | 01/29/2014 | | | M | | 3,103 | A | $31.2621 | 43,590 | | Common shares without par value | | | 01/29/2014 | | | M | | 5,404 | A | $31.9012 | 48,994 | | Common shares without par value | | | 01/29/2014 | | | M | | 2,923 | A | $32.598 | 51,917 | | Common shares without par value | | | 01/29/2014 | | | S | | 11,430 | D | $36.2058 | 40,487 | | Common shares without par value | | | | | | | | | | 25,337(1) | I | | Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | | | | | | | | | | | | | 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | | | | | | Code | V | (A) | (D) | Date Exercisable | Expiration Date | | | | Option (right to buy)(2) | $31.2621 | 01/29/2014 | | M | | 3,103 | 01/24/2013 | 02/19/2014 | Common shares | 3,103 | $0 | | Option (right to buy)(3) | $31.9012 | 01/29/2014 | | M | | 5,404 | 01/31/2013 | 02/19/2014 | Common shares | 5,404 | $0 | | Option (right to buy)(4) | $32.598 | 01/29/2014 | | M | | 2,923 | 03/14/2013 | 02/19/2014 | Common shares | 2,923 | $0 |

Explanation of Responses:

  1. Held in the Stefanie M. Warmuth Revocable Trust. The reporting person and his spouse are trustees of the trust. The trust is revocable by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities.
  2. Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

John A. Berry, by power of attorney for Michael J. Warmuth

01/31/2014

** Signature of Reporting Person

Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

  • If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

http://www.sec.gov/Archives/edgar/data/1800/000117911014001634/xslF345X03/edgar.xml 1/31/2014


SEC FORM 4 Page 2 of 2

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

http://www.sec.gov/Archives/edgar/data/1800/000117911014001634/xslF345X03/edgar.xml 1/31/2014