AI assistant
ABBOTT LABORATORIES — Director's Dealing 2014
Jan 3, 2014
29777_rns_2014-01-03_83e36a4d-4720-4115-b4c1-1fe3de734df7.pdf
Director's Dealing
Open in viewerOpens in your device viewer
SEC FORM 4 Page 1 of 1
SEC Form 4
FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
☐ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| OMB APPROVAL | ||
|---|---|---|
| OMB Number: | 3235-0287 | |
| Expires: | December 31, 2014 | |
| Estimated average burden hours per response: | 0.5 | |
| 1. Name and Address of Reporting Person* TILTON GLENN F | ||
| --- | --- | --- |
| (Last) (First) (Middle) 100 ABBOTT PARK ROAD | ||
| (Street) ABBOTT PARK IL 60064-6400 | ||
| (City) (State) (Zip) | ||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) |
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) |
| Stock Equivalent Units | $0(1) | 12/31/2013 |
Explanation of Responses:
- Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.
- Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature.
John A. Berry, by Power of Attorney for Glenn F. Tilton 01/03/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
http://www.sec.gov/Archives/edgar/data/1800/000117911014000235/xslF345X03/edgar.xml