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ABBOTT LABORATORIES — Director's Dealing 2012
Feb 23, 2012
29777_dirs_2012-02-22_8ba1e52c-02f0-4fd7-8610-0c8e8d331362.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2012-02-17
Reporting Person: WHITE MILES D (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-17 | Common shares without par value | A | 167600 | — | Acquired | 1328116 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-17 | Option (right to buy) | $56.26 | A | 302500 | Acquired | 2022-02-16 | Common shares (302500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 23439 | Indirect |
| Common shares without par value | 6927 | Indirect |
| Common shares without par value | 6836 | Indirect |
Footnotes
F1: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.
F2: Balance in the Abbott Laboratories Stock Retirement Trust as of February 16, 2012.
F3: The reporting person disclaims beneficial ownership of all securities held by his sons.
F4: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 100,834 on 02/17/2013, 100,833 on 02/17/2014, and 100,833 on 02/17/2015.