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ABBOTT LABORATORIES — Director's Dealing 2012
Jun 20, 2012
29777_dirs_2012-06-20_60b16505-de25-4c6c-9566-6825f0349893.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2012-06-18
Reporting Person: Schumacher Laura J (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-18 | Common shares without par value | M | 2158 | $46.34 | Acquired | 148232 | Direct |
| 2012-06-18 | Common shares without par value | M | 4131 | $49.08 | Acquired | 152363 | Direct |
| 2012-06-18 | Common shares without par value | M | 49800 | $44.16 | Acquired | 202163 | Direct |
| 2012-06-18 | Common shares without par value | F | 5211 | $62.50 | Disposed | 196952 | Direct |
| 2012-06-18 | Common shares without par value | S | 300 | $62.55 | Disposed | 196652 | Direct |
| 2012-06-18 | Common shares without par value | S | 600 | $62.555 | Disposed | 196052 | Direct |
| 2012-06-18 | Common shares without par value | S | 400 | $62.56 | Disposed | 195652 | Direct |
| 2012-06-18 | Common shares without par value | S | 500 | $62.57 | Disposed | 195152 | Direct |
| 2012-06-18 | Common shares without par value | S | 200 | $62.575 | Disposed | 194952 | Direct |
| 2012-06-18 | Common shares without par value | S | 900 | $62.58 | Disposed | 194052 | Direct |
| 2012-06-18 | Common shares without par value | S | 600 | $62.585 | Disposed | 193452 | Direct |
| 2012-06-18 | Common shares without par value | S | 100 | $62.5875 | Disposed | 193352 | Direct |
| 2012-06-18 | Common shares without par value | S | 2000 | $62.59 | Disposed | 191352 | Direct |
| 2012-06-18 | Common shares without par value | S | 600 | $62.595 | Disposed | 190752 | Direct |
| 2012-06-18 | Common shares without par value | S | 100 | $62.5975 | Disposed | 190652 | Direct |
| 2012-06-18 | Common shares without par value | S | 2000 | $62.60 | Disposed | 188652 | Direct |
| 2012-06-18 | Common shares without par value | S | 1200 | $62.605 | Disposed | 187452 | Direct |
| 2012-06-18 | Common shares without par value | S | 100 | $62.606 | Disposed | 187352 | Direct |
| 2012-06-18 | Common shares without par value | S | 4400 | $62.61 | Disposed | 182952 | Direct |
| 2012-06-18 | Common shares without par value | S | 900 | $62.615 | Disposed | 182052 | Direct |
| 2012-06-18 | Common shares without par value | S | 1800 | $62.62 | Disposed | 180252 | Direct |
| 2012-06-18 | Common shares without par value | S | 500 | $62.625 | Disposed | 179752 | Direct |
| 2012-06-18 | Common shares without par value | S | 1200 | $62.63 | Disposed | 178552 | Direct |
| 2012-06-18 | Common shares without par value | S | 200 | $62.635 | Disposed | 178352 | Direct |
| 2012-06-18 | Common shares without par value | S | 1900 | $62.64 | Disposed | 176452 | Direct |
| 2012-06-18 | Common shares without par value | S | 400 | $62.645 | Disposed | 176052 | Direct |
| 2012-06-18 | Common shares without par value | S | 3000 | $62.65 | Disposed | 173052 | Direct |
| 2012-06-18 | Common shares without par value | S | 100 | $62.655 | Disposed | 172952 | Direct |
| 2012-06-18 | Common shares without par value | S | 2200 | $62.66 | Disposed | 170752 | Direct |
| 2012-06-18 | Common shares without par value | S | 100 | $62.6675 | Disposed | 170652 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-06-18 | Option (right to buy) | $46.34 | M | 2158 | Disposed | 2015-02-17 | Common shares (2158) | Direct |
| 2012-06-18 | Option (right to buy) | $49.08 | M | 4131 | Disposed | 2013-02-13 | Common shares (4131) | Direct |
| 2012-06-18 | Option (right to buy) | $44.16 | M | 49800 | Disposed | 2006-02-16 | Common shares (49800) | Direct |
| 2012-06-18 | Option (right to buy) | $62.50 | A | 3611 | Acquired | 2013-02-13 | Common shares (3611) | Direct |
Footnotes
F1: Reflects the transfer of 19,604 Abbott common shares that was exempt from Section 16.
F2: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program,in a transaction exempt from Section 16 under Rule 16b-3.
F3: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3.
F4: A transfer of stock options for 213,752 Abbott Shares that was exempt from Section 16 also occurred.