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ABBOTT LABORATORIES — Director's Dealing 2011
Feb 23, 2011
29777_dirs_2011-02-23_c10b729c-9906-4c8f-81d0-bc81c81512c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2011-02-18
Reporting Person: GONZALEZ RICHARD A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-18 | Common shares without par value | A | 39200 | — | Acquired | 176533 | Direct |
| 2011-02-19 | Common shares without par value | F | 5334 | $46.88 | Disposed | 171199 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-18 | Option (right to buy) | $46.6 | A | 55100 | Acquired | 2021-02-17 | Common shares (55100) | Direct |
Footnotes
F1: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.
F2: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 18,367 on 02/18/2012, 18,366 on 02/18/2013, and 18,367 on 02/18/2014.