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ABBOTT LABORATORIES — Director's Dealing 2011
Dec 23, 2011
29777_dirs_2011-12-23_3a2028be-8556-4751-b60c-42deaa1ba482.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2011-12-21
Reporting Person: FREYMAN THOMAS C (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-21 | Common shares without par value | M | 95764 | $53.625 | Acquired | 460467 | Direct |
| 2011-12-21 | Common shares without par value | F | 94483 | $54.86 | Disposed | 365984 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-21 | Option (right to buy) | $53.625 | M | 95764 | Disposed | 2012-02-14 | Common shares (95764) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 1020 | Indirect |
| Common shares without par value | 15000 | Indirect |
| Common shares without par value | 1941 | Indirect |
| Common shares without par value | 1941 | Indirect |
| Common shares without par value | 1941 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of December 21, 2011.
F2: Held in the Annette Newton-Freyman 1994 Trust. The reporting person's spouse is trustee of the trust. The trust is revocable by his spouse. The reporting person disclaims beneficial ownership of these securities.
F3: The reporting person disclaims beneficial ownership of all securities held by his daughter and sons.
F4: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3.