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ABBOTT LABORATORIES — Director's Dealing 2009
Feb 6, 2009
29777_dirs_2009-02-05_eaf48be4-9866-478f-bdd4-0baeb61bef2a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2008-11-12
Reporting Person: Landgraf John C (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-11-12 | Common shares without par value | G | 950 | — | Disposed | 98378 | Direct |
| 2008-11-17 | Common shares without par value | G | 40 | — | Disposed | 98338 | Direct |
| 2009-02-03 | Common shares without par value | M | 11816 | $54.30 | Acquired | 110154 | Direct |
| 2009-02-03 | Common shares without par value | M | 1867 | $53.55 | Acquired | 112021 | Direct |
| 2009-02-03 | Common shares without par value | S | 13683 | $56.00 | Disposed | 98338 | Direct |
| 2009-02-03 | Common shares without par value | M | 3065 | $32.6111 | Acquired | 101403 | Direct |
| 2009-02-03 | Common shares without par value | M | 3050 | $33.2314 | Acquired | 104453 | Direct |
| 2009-02-03 | Common shares without par value | M | 2454 | $41.0317 | Acquired | 106907 | Direct |
| 2009-02-03 | Common shares without par value | F | 5432 | $55.57 | Disposed | 101475 | Direct |
| 2008-11-12 | Common shares without par value | G | 300 | — | Acquired | 1598 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-02-03 | Option (right to buy) | $54.30 | M | 11816 | Disposed | 2009-02-11 | Common Shares (11816) | Direct |
| 2009-02-03 | Option (right to buy) | $53.55 | M | 1867 | Disposed | 2009-02-11 | Common Shares (1867) | Direct |
| 2009-02-03 | Option (right to buy) | $32.6111 | M | 3065 | Disposed | 2010-02-10 | Common Shares (3065) | Direct |
| 2009-02-03 | Option (right to buy) | $33.2314 | M | 3050 | Disposed | 2013-02-13 | Common Shares (3050) | Direct |
| 2009-02-03 | Option (right to buy) | $41.0317 | M | 2454 | Disposed | 2014-02-19 | Common Shares (2454) | Direct |
| 2009-02-03 | Option (right to buy) | $55.57 | A | 1798 | Acquired | 2010-02-10 | Common Shares (1798) | Direct |
| 2009-02-03 | Option (right to buy) | $55.57 | A | 1823 | Acquired | 2013-02-13 | Common Shares (1823) | Direct |
| 2009-02-03 | Option (right to buy) | $55.57 | A | 1811 | Acquired | 2014-02-19 | Common Shares (1811) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 15884 | Indirect |
| Common shares without par value | 30000 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of February 4, 2009.
F2: Held in the Anne Marie Landgraf Living Trust. The reporting person and his spouse are co-trustees of the trust. The trust is revocable by his spouse.
F3: Includes shares acquired under the Abbott Laboratories Dividend Re-investment and Stock Purchase Plan in transactions exempt from Section 16 under Rule 16a-(11).
F4: Reporting person disclaims beneficial ownership of all securities held by his son.
F5: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3.