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ABBOTT LABORATORIES — Director's Dealing 2009
Feb 7, 2009
29777_dirs_2009-02-06_67117c58-85cd-4ee1-9951-f3114b089ad4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2009-02-04
Reporting Person: Landgraf John C (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-02-04 | Common shares without par value | M | 2200 | $45.4488 | Acquired | 103675 | Direct |
| 2009-02-04 | Common shares without par value | F | 1754 | $56.98 | Disposed | 101921 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-02-04 | Option (right to buy) | $45.4488 | M | 2200 | Disposed | 2011-02-08 | Common Shares (2200) | Direct |
| 2009-02-04 | Option (right to buy) | $56.98 | A | 1754 | Acquired | 2011-02-08 | Common Shares (1754) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 15884 | Indirect |
| Common shares without par value | 30000 | Indirect |
| Common shares without par value | 1598 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of February 4, 2009.
F2: Held in the Anne Marie Landgraf Living Trust. The reporting person and his spouse are co-trustees of the trust. The trust is revocable by his spouse.
F3: Includes shares acquired under the Abbott Laboratories Dividend Re-investment and Stock Purchase Plan in transactions exempt from Section 16 under Rule 16a-(11).
F4: Reporting person disclaims beneficial ownership of all securities held by his son.
F5: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3.