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ABBOTT LABORATORIES — Director's Dealing 2009
Feb 24, 2009
29777_dirs_2009-02-24_004f9acc-c601-4e6b-94f2-025bf2fee4d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2009-02-20
Reporting Person: Landgraf John C (Senior Voce President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-02-20 | Common shares without par value | A | 27200 | — | Acquired | 125608 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-02-20 | Option (right to buy) | $54.14 | A | 38700 | Acquired | 2019-02-19 | Common Shares (38700) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 15990 | Indirect |
| Common shares without par value | 30000 | Indirect |
| Common shares without par value | 1598 | Indirect |
Footnotes
F1: These shares represent performance vested restricted stock awards under the Abbott Laboratories 1996 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.
F2: Balance in the Abbott Laboratories Stock Retirement Trust as of February 19, 2009.
F3: Held in the Ann Marie Landgraf Living Trust. The reporting person and his spouse are co-trustees. The trust is revocable by his spouse.
F4: Includes shares acquired under the Abbott Laboratories Dividend Reinvestment and Stock Purchase Plan in transactions exempt from Section 16 under Rule 16(a)-11.
F5: The reporting person disclaims beneficial ownership of all securities held by his son.
F6: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 12,900 on 02/20/2010, 12,900 on 02/20/2011, and 12,900 on 02/20/2012.