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ABBOTT LABORATORIES — Director's Dealing 2009
Oct 22, 2009
29777_dirs_2009-10-22_b3978b6c-fc15-4ef2-9ab7-24356ffcf092.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2009-10-20
Reporting Person: Warmuth Michael J (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-10-20 | Common shares without par value | M | 7392 | $41.0317 | Acquired | 76847 | Direct |
| 2009-10-20 | Common shares without par value | F | 6274 | $52.23 | Disposed | 70573 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-10-20 | Option (right to buy) | $41.0317 | M | 7392 | Disposed | 2014-02-19 | Common shares (7392) | Direct |
| 2009-10-20 | Option (right to buy) | $52.23 | A | 6274 | Acquired | 2014-02-19 | Common shares (6274) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 72 | Indirect |
| Common shares without par value | 24 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of all securities held by his spouse.
F2: Balance in the Abbott Laboratories Stock Retirement Trust as of October 21, 2009.
F3: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3.
F4: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3.