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ABBOTT LABORATORIES — Director's Dealing 2009
Dec 29, 2009
29777_dirs_2009-12-28_86bb5c10-3740-4287-93a1-10f6d5d2ce44.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2009-12-23
Reporting Person: SMITHBURG WILLIAM D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-23 | Common shares without par value | M | 5678 | $35.9192 | Acquired | 56949 | Direct |
| 2009-12-23 | Common shares without par value | S | 5100 | $53.981 | Disposed | 51849 | Direct |
| 2009-12-23 | Common shares without par value | S | 578 | $53.982 | Disposed | 51271 | Direct |
| 2009-12-24 | Common shares without par value | M | 6177 | $42.7328 | Acquired | 57448 | Direct |
| 2009-12-24 | Common shares without par value | F | 4880 | $54.09 | Disposed | 52568 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-23 | Option (right to buy) | $35.9192 | M | 5678 | Disposed | 2010-04-27 | Common shares (5678) | Direct |
| 2009-12-24 | Option (right to buy) | $42.7328 | M | 6177 | Disposed | 2011-04-26 | Common shares (6177) | Direct |
| 2009-12-24 | Option (right to buy) | $54.09 | A | 4880 | Acquired | 2011-04-26 | Common shares (4880) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 4309 | Indirect |
Footnotes
F1: Balance reflects the entire number of shares held by partnership. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2: Stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3.
F3: Stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3.