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ABBOTT LABORATORIES — Director's Dealing 2008
Feb 21, 2008
29777_dirs_2008-02-20_86898622-b81d-410d-8d3e-3f9341cdcd1f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2008-02-15
Reporting Person: LIEPMANN HOLGER A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-02-15 | Common shares without par value | A | 24100 | $55.56 | Acquired | 168811 | Direct |
| 2008-02-17 | Common shares without par value | F | 2717 | $55.55 | Disposed | 166094 | Direct |
| 2008-02-18 | Common shares without par value | F | 1223 | $55.55 | Disposed | 164871 | Direct |
| 2008-02-19 | Common shares without par value | S | 300 | $55.99 | Disposed | 164571 | Direct |
| 2008-02-19 | Common shares without par value | S | 584 | $56.001 | Disposed | 163987 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-02-15 | Option (right to buy) | $55.56 | A | 97700 | Acquired | 2018-02-14 | common shares (97700) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 13834 | Indirect |
| Common shares without par value | 295 | Indirect |
| Common shares without par value | 296 | Indirect |
Footnotes
F1: These shares represent performance vested restricted stock awards under the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The awards have a 5 year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.
F2: Balance in the Abbott Laboratories Stock Retirement Trust as of February 14, 2008.
F3: Reporting person disclaims beneficial ownership of shares held by his daughters.
F4: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 32,567on 2/15/09, 32,567 on 2/15/10 and 32,566 on 2/15/11.