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ABBOTT LABORATORIES — Director's Dealing 2007
Jan 3, 2007
29777_dirs_2007-01-03_fe253b0c-2749-4dd8-8ecd-44fcfd405939.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2006-12-29
Reporting Person: Hance Robert B (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-12-29 | Common shares without par value | A | 9000 | — | Acquired | 90927 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-12-29 | Option (right to buy) | $48.76 | A | 26000 | Acquired | 2016-12-28 | Common shares (26000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 5679 | Indirect |
Footnotes
F1: These shares represent a restricted stock award under the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16(b) under Rule 16b-3. The award includes the right to have stock withheld for tax purposes.
F2: Balance in the Abbott Laboratories Stock Retirement Trust as of January 2, 2007.
F3: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16(b) under Rule 16b-3. The option becomes exercisable in annual increments of 8,667 on 12/29/2007, 8,667 on 12/29/2008, and 8,666 on 12/29/2009.