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ABBOTT LABORATORIES — Director's Dealing 2007
Feb 1, 2007
29777_dirs_2007-01-31_c38a1272-0358-437e-ac74-12abd8dfbefe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2006-12-14
Reporting Person: WHITE MILES D (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-12-14 | Common shares without par value | G | 1265 | — | Disposed | 816154 | Direct |
| 2006-12-19 | Common shares without par value | G | 14350 | — | Disposed | 801804 | Direct |
| 2006-12-20 | Common shares without par value | G | 253 | — | Disposed | 801551 | Direct |
| 2006-12-21 | Common shares without par value | G | 524 | — | Disposed | 801027 | Direct |
| 2006-12-27 | Common shares without par value | G | 425 | — | Disposed | 800602 | Direct |
| 2007-01-29 | Common shares without par value | M | 339443 | $33.2314 | Acquired | 1140045 | Direct |
| 2007-01-29 | Common shares without par value | M | 166189 | $34.7727 | Acquired | 1306234 | Direct |
| 2007-01-29 | Common shares without par value | M | 51105 | $40.5618 | Acquired | 1357339 | Direct |
| 2007-01-29 | Common shares without par value | F | 438658 | $52.55 | Disposed | 918681 | Direct |
| 2007-01-29 | Common shares without par value | M | 2121 | $47.10 | Acquired | 920802 | Direct |
| 2007-01-29 | Common shares without par value | S | 2011 | $52.4430 | Disposed | 918791 | Direct |
| 2007-01-29 | Common shares without par value | M | 23664 | $49.5463 | Acquired | 942455 | Direct |
| 2007-01-29 | Common shares without par value | S | 22443 | $52.4430 | Disposed | 920012 | Direct |
| 2007-01-29 | Common shares without par value | M | 38007 | $47.8829 | Acquired | 958019 | Direct |
| 2007-01-29 | Common shares without par value | S | 36046 | $52.4430 | Disposed | 921973 | Direct |
| 2006-12-14 | Common shares without par value | G | 759 | — | Acquired | 759 | Indirect |
| 2006-12-27 | Common shares without par value | G | 212 | — | Acquired | 971 | Indirect |
| 2006-12-14 | Common shares without par value | G | 506 | — | Disposed | 465 | Indirect |
| 2006-12-20 | Common shares without par value | G | 253 | — | Disposed | 212 | Indirect |
| 2006-12-27 | Common shares without par value | G | 212 | — | Disposed | 0 | Indirect |
| 2006-12-14 | Common shares without par value | G | 506 | — | Acquired | 4755 | Indirect |
| 2006-12-20 | Common shares without par value | G | 506 | — | Acquired | 4755 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-01-29 | Option (rightto buy) | $33.2314 | M | 339443 | Disposed | 2013-02-13 | common shares (339443) | Direct |
| 2007-01-29 | Option (right to buy) | $34.7727 | M | 166189 | Disposed | 2008-02-12 | common shares (166189) | Direct |
| 2007-01-29 | Option (right to buy) | $40.5618 | M | 51105 | Disposed | 2008-09-14 | common shares (51105) | Direct |
| 2007-01-29 | Option (right to buy) | $52.55 | A | 262464 | Acquired | 2013-02-13 | common shares (262464) | Direct |
| 2007-01-29 | Option (right to buy) | $52.55 | A | 132148 | Acquired | 2008-02-12 | common shares (132148) | Direct |
| 2007-01-29 | Option (right to buy) | $52.55 | A | 44046 | Acquired | 2008-09-14 | common shares (44046) | Direct |
| 2007-01-29 | Option (right to buy) | $47.10 | M | 2121 | Disposed | 2007-02-13 | common shares (2121) | Direct |
| 2007-01-29 | Option (right to buy) | $49.5463 | M | 23664 | Disposed | 2007-02-13 | common shares (23664) | Direct |
| 2007-01-29 | Option (right to buy) | $47.8829 | M | 38007 | Disposed | 2007-02-13 | common shares (38007) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 16867 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of January 30, 2007.
F2: The reporting person disclaims beneficial ownership of all securities held by his wife and sons.
F3: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3.
F4: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, in a transaction exempt from Section 16(b) under Rule 16b-3.