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ABBOTT LABORATORIES — Director's Dealing 2007
Feb 3, 2007
29777_dirs_2007-02-02_5c9394fa-a656-4112-aaf7-46733845f300.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2006-03-16
Reporting Person: Landgraf John C (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-03-16 | Common shares without par value | G | 5000 | — | Disposed | 78675 | Direct |
| 2006-12-06 | Common shares without par value | G | 290 | — | Disposed | 78385 | Direct |
| 2007-01-31 | Common shares without par value | M | 16667 | $39.26 | Acquired | 95052 | Direct |
| 2007-01-31 | Common shares without par value | M | 21281 | $41.0317 | Acquired | 116333 | Direct |
| 2007-01-31 | Common shares without par value | M | 15481 | $42.42 | Acquired | 131814 | Direct |
| 2007-01-31 | Common shares without par value | M | 3941 | $27.4328 | Acquired | 135755 | Direct |
| 2007-01-31 | Common shares without par value | M | 2875 | $34.7727 | Acquired | 138630 | Direct |
| 2007-01-31 | Common shares without par value | M | 7033 | $45.4723 | Acquired | 145663 | Direct |
| 2007-01-31 | Common shares without par value | S | 7033 | $53.04 | Disposed | 138630 | Direct |
| 2007-01-31 | Common shares without par value | F | 48689 | $53.19 | Disposed | 89941 | Direct |
| 2006-03-16 | Common shares without par value | G | 5000 | — | Acquired | 25000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-01-31 | Option (right to buy) | $39.26 | M | 16667 | Disposed | 2014-08-02 | common shares (16667) | Direct |
| 2007-01-31 | Option (right to buy) | $41.0317 | M | 21281 | Disposed | 2014-02-19 | common shares (21281) | Direct |
| 2007-01-31 | Option (right to buy) | $42.42 | M | 15481 | Disposed | 2013-02-13 | common shares (15481) | Direct |
| 2007-01-31 | Option (right to buy) | $27.4328 | M | 3941 | Disposed | 2007-02-13 | common shares (3941) | Direct |
| 2007-01-31 | Option (right to buy) | $34.7727 | M | 2875 | Disposed | 2008-02-12 | common shares (2875) | Direct |
| 2007-01-31 | Option (right to buy) | $45.4723 | M | 7033 | Disposed | 2007-02-13 | common shares (7033) | Direct |
| 2007-01-31 | Option (right to buy) | $53.19 | A | 13588 | Acquired | 2014-08-02 | common shares (13588) | Direct |
| 2007-01-31 | Option (right to buy) | $53.19 | A | 17920 | Acquired | 2014-02-19 | common shares (17920) | Direct |
| 2007-01-31 | Option (right to buy) | $53.19 | A | 13270 | Acquired | 2013-02-13 | common shares (13270) | Direct |
| 2007-01-31 | Option (right to buy) | $53.19 | A | 1879 | Acquired | 2008-02-12 | common shares (1879) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 15140 | Indirect |
| Common shares without par value | 875 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of February 01, 2007.
F2: Held in the Anne Marie Landgraf Living Trust. The reporting person and his spouse are co-trustees of the trust. The trust is revocable by his spouse.
F3: Includes shares acquired under the Abbott Laboratories Dividend Investment and Stock Purchase Plan in transactions exempt from Section 16(b) under Rule 16(a)-11.
F4: Reporting person disclaims beneficial ownership of all securities held by his son.
F5: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3.