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ABBOTT LABORATORIES — Director's Dealing 2007
Feb 6, 2007
29777_dirs_2007-02-05_8da561ed-2d21-438b-afc5-ab01beff161e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2006-12-19
Reporting Person: NEMMERS JOSEPH M (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-12-19 | Common Shares without par value | G | 1424 | — | Disposed | 82532 | Direct |
| 2007-02-02 | Common Shares without par value | M | 3170 | $51.2943 | Acquired | 85702 | Direct |
| 2007-02-02 | Common Shares without par value | M | 2678 | $43.00 | Acquired | 88380 | Direct |
| 2007-02-02 | Common Shares without par value | S | 5848 | $52.608 | Disposed | 82532 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-02-02 | Option (right to buy) | $51.2943 | M | 3170 | Disposed | 2007-02-13 | common shares (3170) | Direct |
| 2007-02-02 | Option (right to buy) | $43.00 | M | 2678 | Disposed | 2007-02-13 | common shares (2678) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares without par value | 11116 | Indirect |
| Common Shares without par value | 355 | Indirect |
| Common Shares without par value | 298 | Indirect |
| Common Shares without par value | 291 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of February 2, 2007.
F2: Reporting person disclaims beneficial ownership of all securities held by his sons.
F3: Includes shares acquired under the Abbott Laboratories Dividend Reinvestment and Stock Purchase Plan in transactions exempt from Section 16 under Rule 16(a)-11.
F4: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3.