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ABBOTT LABORATORIES — Director's Dealing 2007
Feb 20, 2007
29777_dirs_2007-02-20_4503cc11-4a9a-4a2d-9628-fe32aabca98c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2007-02-15
Reporting Person: Landgraf John C (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-02-15 | Common shares without par value | F | 7101 | $52.70 | Disposed | 82840 | Direct |
| 2007-02-16 | Common shares without par value | A | 20400 | $52.54 | Acquired | 103240 | Direct |
| 2007-02-16 | Common shares without par value | A | 17000 | $52.54 | Acquired | 120240 | Direct |
| 2007-02-17 | Common shares without par value | F | 3486 | $52.49 | Disposed | 116754 | Direct |
| 2007-02-18 | Common shares without par value | F | 1222 | $52.49 | Disposed | 115532 | Direct |
| 2007-02-20 | Common shares without par value | F | 1776 | $52.49 | Disposed | 113756 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-02-16 | Option (right to buy) | $52.54 | A | 83000 | Acquired | 2017-02-15 | Common shares (83000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 15224 | Indirect |
| Common shares without par value | 25000 | Indirect |
| Common shares without par value | 875 | Indirect |
Footnotes
F1: These shares represent performance vested restricted stock awards under the Abbott Laboratories 1996 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.
F2: These shares represent a retention award of restricted stock under the Abbott Laboratories 1996 Incentive Stock Program. The awards generally vest on the third anniversary of their grant date and include the right to have stock withheld for tax purposes.
F3: Balance in the Abbott Laboratories Stock Retirement Trust as of February 16, 2007
F4: Held in the Anne Marie Landgraf Living Trust. The reporting person and his spouse are co-trustees of the trust. The trust is revocable by his spouse.
F5: Includes shares acquired under the Abbott Laboratories Dividend Reinvestment and Stock Purchase Plan in transactions exempt from Section 16 under Rule 16a-11.
F6: Reporting person disclaims beneficial ownership of all securities held by his son.
F7: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16(b) under Rule 16b-3. The option becomes exercisable in annual increments of 27,667 on 02/16/2008, 27,667 on 02/16/2009 and 27,666 on 02/16/2010.