AI assistant
ABBOTT LABORATORIES — Director's Dealing 2007
Feb 28, 2007
29777_dirs_2007-02-28_ce28134f-d8c2-4d56-82b0-6e178466dc57.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2007-02-26
Reporting Person: NEMMERS JOSEPH M (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-02-26 | Common Shares without par value | M | 1954 | $34.7727 | Acquired | 118553 | Direct |
| 2007-02-26 | Common Shares without par value | M | 1393 | $33.2314 | Acquired | 119946 | Direct |
| 2007-02-26 | Common Shares without par value | M | 14515 | $36.3985 | Acquired | 134461 | Direct |
| 2007-02-26 | Common Shares without par value | F | 14034 | $53.59 | Disposed | 120427 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-02-26 | Option (right to buy) | $34.7727 | M | 1954 | Disposed | 2008-02-12 | common shares (1954) | Direct |
| 2007-02-26 | Option (right to buy) | $33.2314 | M | 1393 | Disposed | 2013-02-13 | common shares (1393) | Direct |
| 2007-02-26 | Option (right to buy) | $36.3985 | M | 14515 | Disposed | 2012-06-27 | common shares (14515) | Direct |
| 2007-02-26 | Option (right to buy) | $53.59 | A | 1267 | Acquired | 2008-02-12 | common shares (1267) | Direct |
| 2007-02-26 | Option (right to buy) | $53.59 | A | 1072 | Acquired | 2013-02-13 | common shares (1072) | Direct |
| 2007-02-26 | Option (right to buy) | $53.59 | A | 11695 | Acquired | 2012-06-27 | common shares (11695) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares without par value | 11178 | Indirect |
| Common Shares without par value | 357 | Indirect |
| Common Shares without par value | 300 | Indirect |
| Common Shares without par value | 293 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of February 27, 2007.
F2: Reporting person disclaims beneficial ownership of all securities held by his sons.
F3: Includes shares acquired under the Abbott Laboratories Dividend Reinvestment and Stock Purchase Plan in transactions exempt from Section 16 under Rule 16(a)-11.
F4: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3.