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ABBOTT LABORATORIES — Director's Dealing 2007
Aug 9, 2007
29777_dirs_2007-08-09_0f5f9a4e-c870-478f-91f0-0782336c3667.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2007-08-07
Reporting Person: Landgraf John C (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-08-07 | Common shares without par value | M | 8185 | $41.0317 | Acquired | 104737 | Direct |
| 2007-08-07 | Common shares without par value | M | 5621 | $42.42 | Acquired | 110358 | Direct |
| 2007-08-07 | Common shares without par value | F | 11992 | $53.12 | Disposed | 98366 | Direct |
| 2007-08-08 | Common shares without par value | M | 13607 | $42.4978 | Acquired | 111973 | Direct |
| 2007-08-08 | Common shares without par value | M | 15409 | $42.83 | Acquired | 127382 | Direct |
| 2007-08-08 | Common shares without par value | F | 25255 | $54.30 | Disposed | 102127 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-08-07 | Option (right to buy) | $41.0317 | M | 8185 | Disposed | 2014-02-19 | Common shares (8185) | Direct |
| 2007-08-07 | Option (right to buy) | $42.42 | M | 5621 | Disposed | 2013-02-13 | Common shares (5621) | Direct |
| 2007-08-07 | Option (right to buy) | $53.12 | A | 7057 | Acquired | 2014-02-19 | Common shares (7057) | Direct |
| 2007-08-07 | Option (right to buy) | $53.12 | A | 4935 | Acquired | 2013-02-13 | Common shares (4935) | Direct |
| 2007-08-08 | Option (right to buy) | $42.4978 | M | 13607 | Disposed | 2009-02-11 | Common shares (13607) | Direct |
| 2007-08-08 | Option (right to buy) | $42.83 | M | 15409 | Disposed | 2013-02-13 | Common shares (15409) | Direct |
| 2007-08-08 | Option (right to buy) | $54.30 | A | 11816 | Acquired | 2009-02-11 | Common shares (11816) | Direct |
| 2007-08-08 | Option (right to buy) | $54.30 | A | 13439 | Acquired | 2013-02-13 | Common shares (13439) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 15308 | Indirect |
| Common shares without par value | 25000 | Indirect |
| Common shares without par value | 885 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of August 7, 2007
F2: Held in the Anne Marie Landgraf Living Trust. The reporting person and his spouse are co-trustees of the trust. The trust is revocable by his spouse.
F3: Includes shares acquired under the Abbott Laboratories Dividend Re-investment and Stock Purchase Plan in transactions exempt from Section 16 under Rule 16a-(11)
F4: Reporting person disclaims beneficial ownership of all securities held by his son.
F5: Employee stock option including a replacement option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16(b) under Rule 16b-3.
F6: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16(b) under Rule 16b-3.