AI assistant
ABBOTT LABORATORIES — Director's Dealing 2007
Aug 29, 2007
29777_dirs_2007-08-29_6f426bc4-071f-43ac-bfad-f48c42abda45.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2007-08-27
Reporting Person: Szela Mary T (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-08-27 | Common shares without par value | A | 7800 | $52.14 | Acquired | 78901 | Direct |
| 2007-08-27 | Common shares without par value | A | 2000 | $52.14 | Acquired | 80901 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-08-27 | Option (right to buy) | $52.14 | A | 35500 | Acquired | 2017-08-27 | Common Shares (35500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 7823 | Indirect |
Footnotes
F1: These shares represent performance vested restricted stock awards under the Abbott Laboratories 1996 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.
F2: These shares represent a retention award of restricted stock under the Abbott Laboratories 1996 Incentive Stock Program. The awards generally vest on the third anniversary of their grant date and include the right to have stock withheld for tax purposes.
F3: Balance in the Abbott Laboratories Stock Retirement Trust as of August 27, 2007.
F4: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in increments of 11,834 on 08/27/2008, 11,833 on 08/27/2009, and 11,833 on 08/27/2010.