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ABBOTT LABORATORIES — Director's Dealing 2006
Aug 28, 2006
29777_dirs_2006-08-28_bd93b26d-8631-49a5-82c3-b951669e0a10.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2006-08-24
Reporting Person: NEMMERS JOSEPH M (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-08-24 | Common shares without par value | M | 3065 | $32.6111 | Acquired | 86462 | Direct |
| 2006-08-24 | Common shares without par value | M | 10077 | $33.2314 | Acquired | 96539 | Direct |
| 2006-08-24 | Common shares without par value | M | 1163 | $34.7727 | Acquired | 97702 | Direct |
| 2006-08-24 | Common shares without par value | F | 10590 | $49.00 | Disposed | 87112 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-08-24 | Option (right to buy) | $32.6111 | M | 3065 | Disposed | 2010-02-10 | common shares (3065) | Direct |
| 2006-08-24 | Option (right to buy) | $33.2314 | M | 10077 | Disposed | 2013-02-13 | common shares (10077) | Direct |
| 2006-08-24 | Option (right to buy) | $34.7727 | M | 1163 | Disposed | 2008-02-12 | common shares (1163) | Direct |
| 2006-08-24 | Option (right to buy) | $49.00 | A | 2039 | Acquired | 2010-02-10 | common shares (2039) | Direct |
| 2006-08-24 | Option (right to buy) | $49.00 | A | 7726 | Acquired | 2013-02-13 | common shares (7726) | Direct |
| 2006-08-24 | Option (right to buy) | $49.00 | A | 825 | Acquired | 2008-02-12 | common shares (825) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 11046 | Indirect |
| Common shares without par value | 353 | Indirect |
| Common shares without par value | 296 | Indirect |
| Common shares without par value | 290 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of August 24, 2006.
F2: Reporting person disclaims beneficial ownership of all securities held by his sons.
F3: Includes shares acquired under the Abbott Laboratories Dividend Reinvestment and Stock Purchase Plan in transactions exempt from Section 16 under Rule 16(a)-11.
F4: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3.