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ABBOTT LABORATORIES — Director's Dealing 2004
Feb 24, 2004
29777_dirs_2004-02-24_6fceab02-d89a-44dc-b5e1-adc49e5a0832.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2004-02-20
Reporting Person: GONZALEZ RICHARD A (Director, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-02-20 | Common shares without par value | A | 40000 | $43.66 | Acquired | 257688 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-02-20 | Option (right to buy) | $43.66 | A | 270000 | Acquired | 2014-02-19 | common shares (270000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 16663 | Indirect |
| Common shares without par value | 15266 | Indirect |
Footnotes
F1: These shares represent a restricted stock award under the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16(b) under Rule 16b-3. The award includes the right to have stock withheld for tax purposes.
F2: Balance in the Abbott Laboratories Stock Retirement Trust as of February 20, 2004.
F3: The reporting person disclaims beneficial ownership of all securities held by his wife.
F4: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3. The option becomes exercisable in annual increments of 1/3, 1/3, and 1/3 beginning on February 20, 2005, the first anniversary date of the grant.