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ABBOTT LABORATORIES — Director's Dealing 2004
Apr 2, 2004
29777_dirs_2004-04-02_72070eb4-1424-4152-8692-b6c9a511771f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2004-03-31
Reporting Person: LIEPMANN HOLGER A (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-03-31 | Common shares without par value | A | 3500 | — | Acquired | 64912 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-03-31 | Option (right to buy) | $41.10 | A | 25000 | Acquired | 2014-03-30 | common shares (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 12633 | Indirect |
| Common shares without par value | 295 | Indirect |
| Common shares without par value | 296 | Indirect |
Footnotes
F1: These shares represent a restricted stock award under the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16(b) under Rule 16b-3. The award includes the right to have stock withheld for tax purposes.
F2: Balance in the Abbott Laboratories Stock Retirement Trust as of March 31, 2004.
F3: Reporting person disclaims beneficial ownership of shares held by his daughters.
F4: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3. The option becomes exercisable in annual increments of 8,334 on 3/31/05, 8,333 on 3/31/06 and 8,333 on 3/31/07.