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ABBOTT LABORATORIES — Director's Dealing 2004
Apr 22, 2004
29777_dirs_2004-04-22_e433e0f8-cada-4685-aae6-a57720dd000f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2004-04-20
Reporting Person: NEMMERS JOSEPH M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-04-20 | Common shares without par value | M | 15569 | $35.36 | Acquired | 73140 | Direct |
| 2004-04-20 | Common shares without par value | F | 13684 | $44.20 | Disposed | 59456 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-04-20 | Option (right to buy) | $35.36 | M | 15569 | Disposed | 2013-02-13 | common shares (15569) | Direct |
| 2004-04-20 | Option (right to buy) | $44.20 | A | 13684 | Acquired | 2013-02-13 | common shares (13684) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 10388 | Indirect |
| Common shares without par value | 332 | Indirect |
| Common shares without par value | 332 | Indirect |
| Common shares without par value | 278 | Indirect |
| Common shares without par value | 272 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of April 20, 2004.
F2: Reporting person disclaims beneficial ownership of all securities held by his sons.
F3: Includes shares acquired under the Abbott Laboratories Dividend Reinvestment and Stock Purchase Plan in transactions exempt from Section 16 under Rule 16(a)-11.
F4: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3.