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ABBOTT LABORATORIES — Director's Dealing 2004
Nov 12, 2004
29777_dirs_2004-11-12_24c6b71b-a72a-4fa3-8ba9-7154616fd316.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2004-11-09
Reporting Person: NEMMERS JOSEPH M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-11-09 | Common Shares without par value | M | 6197 | $20.5347 | Acquired | 65653 | Direct |
| 2004-11-09 | Common Shares without par value | M | 4715 | $33.2314 | Acquired | 70368 | Direct |
| 2004-11-09 | Common Shares without par value | F | 6801 | $44.96 | Disposed | 63567 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-11-09 | Option (right to buy) | $20.5347 | M | 6197 | Disposed | 2006-02-08 | Common Shares (6197) | Direct |
| 2004-11-09 | Option (right to buy) | $33.2314 | M | 4715 | Disposed | 2013-02-13 | Common Shares (4715) | Direct |
| 2004-11-09 | Option (right to buy) | $44.96 | A | 2830 | Acquired | 2006-02-08 | Common Shares (2830) | Direct |
| 2004-11-09 | Option (right to buy) | $44.96 | A | 3971 | Acquired | 2013-02-13 | Common Shares (3971) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares without par value | 10521 | Indirect |
| Common Shares without par value | 336 | Indirect |
| Common Shares without par value | 336 | Indirect |
| Common Shares without par value | 276 | Indirect |
| Common Shares without par value | 282 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of November 9, 2004.
F2: Reporting person disclaims beneficial ownership of all securities held by his sons.
F3: Includes shares acquired under the Abbott Laboratories Dividend Reinvestment and Stock Purchase Plan in transactions exempt from Section 16 under Rule 16(a)-11.
F4: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3.