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ABBOTT LABORATORIES — Director's Dealing 2003
Oct 3, 2003
29777_dirs_2003-10-02_97c961ca-b693-4629-a528-a6223a66bbd1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2003-10-01
Reporting Person: NEMMERS JOSEPH M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-10-01 | Common shares without par value | A | 10000 | $42.44 | Acquired | 49901 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-10-01 | Option (right to buy) | $42.44 | A | 20000 | Acquired | 2013-09-30 | common shares (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 10274 | Indirect |
| Common shares without par value | 328 | Indirect |
| Common shares without par value | 328 | Indirect |
| Common shares without par value | 275 | Indirect |
| Common shares without par value | 269 | Indirect |
Footnotes
F1: These shares represent a restricted stock award under the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The award includes the right to have stock withheld for tax purposes.
F2: Balance in the Abbott Laboratories Stock Retirement Trust as of September 30, 2003.
F3: Reporting person disclaims beneficial ownership of all securities held by his sons.
F4: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3. The option becomes exercisable in annual increments of 6,667, 6,666 and 6,667 beginning on 10/01/04, the first anniversary date of the grant.