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ABBOTT LABORATORIES — Director's Dealing 2003
Dec 31, 2003
29777_dirs_2003-12-31_b03f1eb9-243c-43d7-b3b5-c180171a0552.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2003-12-30
Reporting Person: NEMMERS JOSEPH M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-12-30 | Common shares without par value | M | 4070 | $37.00 | Acquired | 53971 | Direct |
| 2003-12-30 | Common shares without par value | F | 3539 | $47.15 | Disposed | 50432 | Direct |
| 2003-12-30 | Common shares without par value | G | 861 | — | Disposed | 49571 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-12-30 | Option (right to buy) | $37.00 | M | 4070 | Disposed | 2008-02-12 | common shares (4070) | Direct |
| 2003-12-30 | Option (right to buy) | $47.15 | A | 3539 | Acquired | 2008-02-12 | common shares (3539) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 10332 | Indirect |
| Common shares without par value | 330 | Indirect |
| Common shares without par value | 330 | Indirect |
| Common shares without par value | 277 | Indirect |
| Common shares without par value | 271 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of December 29, 2003.
F2: Reporting person disclaims beneficial ownership of all securities held by his sons.
F3: Includes shares acquired under the Abbott Laboratories Dividend Reinvestment and Stock Purchase Plan in transactions exempt from Section 16 under Rule 16a-11.
F4: Employee stock options granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3.