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Abaxx Technologies Inc. Regulatory Filings 2021

Apr 1, 2021

45336_rns_2021-03-31_a72edfc6-4d4c-484c-bbce-d1c32d82c138.pdf

Regulatory Filings

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Note: [01 Mar 2017] - The following is a consolidation of 13-501F1. It incorporates amendments to this document that came into effect on March 1, 2017. This consolidation is provided for your convenience and should not be relied on as authoritative.

FORM 13-501F1 CLASS 1 REPORTING ISSUERS AND CLASS 3B REPORTING ISSUERS -PARTICIPATION FEE

MANAGEMENT CERTIFICATION

٦

I, Joshua Crumb 3. an officer of the reporting issuer noted below have examined this
Form 13-501F1 (the Form) being submitted hereunder to the Alberta Securities Commission and
certify that to my knowledge, having exercised reasonable diligence, the information provided in
the Form is complete and accurate.
(signed) Joshua Crumb March 12, 2021
Name: Joshua Crumb Date:
Title: Chief Executive Officer
Reporting Issuer Name: Abaxx Technologies Inc.
End date of previous financial year: December 31, 2020
Type of Reporting Issuer: $\left[\times\right]$ Class 1 reporting
issuer
issuer Class 3B reporting
Highest Trading Marketplace: Aequitas NEO Exchange
Market value of listed or quoted equity securities:
Equity Symbol ABXX
1st Specified Trading Period (dd/mm/yy) 18/12/20 to 31/12/20
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading
marketplace
\$
(i)
4.0600
Number of securities in the class or series of such
security outstanding at the end of the last trading day of
the specified trading period
(ii) 63,490,632
Market value of class or series $(i)$ x $(ii)$ \$
(A)
257,771,965.92
2nd Specified Trading Period (dd/mm/yy) 01/07/20 to 30/09/20
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading
marketplace
$\boldsymbol{\mathsf{S}}$
(iii)
0.0800
Number of securities in the class or series of such
security outstanding at the end of the last trading day of
the specified trading period
(iv) 181,054,146
Market value of class or series $(iii)$ x $(iv)$ \$
(B)
14,484,331.68
3rd Specified Trading Period (dd/mm/yy) 01/04/20 to 30/06/20
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading
marketplace
\$
(v)
0.0500
Number of securities in the class or series of such
security outstanding at the end of the last trading day of
the specified trading period
(vi) 181,054,146
Market value of class or series $(v)$ x $(vi)$ (C) 9,052,707.3000
4th Specified Trading Period (dd/mm/yy) 01/01/20 to $31/03/20$
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading
marketplace
\$
(vii)
0.0450
Number of securities in the class or series of such
security outstanding at the end of the last trading day of
the specified trading period
(viii) 181,054,146
Market value of class or series $(vii)$ x $(viii)$ \$ (D) 8,147,436.5700
5th Specified Trading Period (dd/mm/yy) to
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading
marketplace
(ix)
Number of securities in the class or series of such
security outstanding at the end of the last trading day of
the specified trading period
(x)
Market value of class or series (ix) x(x) $\boldsymbol{\mathsf{S}}$
(E)
Average Market Value of Class or Series (Calculate
the simple average of the market value of the class or
series of security for each applicable specified trading
$\mathbf S$ 72,364,110.36
period (i.e. A through E above)) (1)

(Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary, if applicable) that was listed or quoted on a marketplace at the end of the previous financial ye

Fair value of outstanding debt securities:

(Provide details of how value was determined) (2) 0.0000
Capitalization for the previous financial year $(1) + (2)$ \$ 72,364,110.36
Participation Fee $\mathbb{S}$ 3,000.0000
Late Fee, if applicable \$ 0.0000
Total Fee Payable
(Participation Fee plus Late Fee)
$\mathbb{S}$ 3,000.0000