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AAR CORP — Registration Form 2004
Feb 10, 2004
31334_rf_2004-02-10_bfb0039e-c603-4d00-94f0-673783088e2f.zip
Registration Form
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Registration No.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
FORM S-8 Registration Statement Under The Securities Act of 1933
AAR CORP. (Exact name of registrant as specified in its charter)
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| Delaware | 36-2334820 |
|---|---|
| (State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
| One AAR Place 1100 N. Wood Dale Road Wood Dale, Illinois (Address of principal executive offices) | 60191 (Zip code) |
| AMENDED AND RESTATED AAR CORP. STOCK BENEFIT PLAN (FORMERLY KNOWN AS AAR CORP. STOCK BENEFIT PLAN AND FORMERLY KNOWN AS AMENDED STOCK OPTION AND INCENTIVE PLAN) (Full title of the plan) | |
| Howard A. Pulsifer Vice President, General Counsel & Secretary One AAR Place 1100 N. Wood Dale Road Wood Dale, Illinois 60191 (Name and address of agent for service) | |
| (630) 227-2000 (Telephone number, including area code, of agent for service) |
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CALCULATION OF REGISTRATION FEE
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| Title of Securities to be Registered | Amount to be registered | Proposed Maximum Offering Price Per Share (a) | Proposed Maximum Aggregate Offering Price (a) | Amount of Registration Fee |
|---|---|---|---|---|
| Common Stock, $1.00 par value | 652,965 shares | $13.10 | $8,550,577 | $1,083.36 |
| Common Stock Purchase Rights | 435,332 rights | (b) | (b) | (b) |
end of user-specified TAGGED TABLE (a) Estimated solely for purposes of calculating the registration fee in accordance with Rule 457(c) under the Securities Act of 1933. (b) Each share of Common Stock includes .6667 related Common Stock Purchase Right. The Rights currently are not evidenced by separate certificates and may not be transferred except upon transfer of the related shares. The value attributable to the Common Stock Purchase Rights is reflected in the market price of the Common Stock. (c) Pursuant to Rule 416 of the Securities Act of 1933, this Registration Statement shall also cover any additional shares of Common Stock which become issuable under the Plan pursuant to this Registration Statement by reason of any stock dividend, stock split, recapitalization or any other similar transaction effected without the receipt of consideration which results in an increase in the number of the Registrant's outstanding shares of Common Stock. ZEQ.=1,SEQ=1,EFW="2128457",CP="AAR CORP",DN="1",CHK=695634,FOLIO='blank',FILE='DISK009:[04CHI2.04CHI1402]BA1402A.;6',USER='MBLOUNT',CD='10-FEB-2004;11:50' THIS IS THE END OF A COMPOSITION COMPONENT
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REGISTRATION OF ADDITIONAL SECURITIES
Pursuant to General Instruction E of Form S-8, the contents of the Registration Statement of Registrant on Form S-8, Registration No. 33-26783, filed by the Registrant with the Securities and Exchange Commission on February 1, 1989, registering its Common Stock, $1.00 par value per share, and its Common Stock Purchase Rights, issuable pursuant to the AAR CORP. Stock Benefit Plan (formerly known as the AAR CORP. Amended Stock Option and Incentive Plan), are hereby incorporated by reference.
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ZEQ.=1,SEQ=2,EFW="2128457",CP="AAR CORP",DN="1",CHK=974700,FOLIO='2',FILE='DISK009:[04CHI2.04CHI1402]JA1402A.;5',USER='MBLOUNT',CD='10-FEB-2004;11:50'
PART II INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
All information required in this registration statement not included in the Exhibits attached hereto or set forth on the signature page is set forth in the Registration Statement of the Registrant on Form S-8 (Registration No. 33-26783) which is incorporated herein by reference.
Item 8. Exhibits.
The Exhibits filed herein are set forth on the exhibit index filed as part of this Registration Statement.
Item 9. Undertakings.
Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such directors, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.
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ZEQ.=2,SEQ=3,EFW="2128457",CP="AAR CORP",DN="1",CHK=173713,FOLIO='3',FILE='DISK009:[04CHI2.04CHI1402]JA1402A.;5',USER='MBLOUNT',CD='10-FEB-2004;11:50'
POWER OF ATTORNEY
KNOWN BY ALL MEN BY THESE PRESENTS, that each of the persons signing this Registration Statement as a director or officer, or both, of AAR CORP., a Delaware corporation, hereby constitutes and appoints David P. Storch, Timothy J. Romenesko, and Howard A. Pulsifer, and each of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to the Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite or necessary to be done, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
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ZEQ.=3,SEQ=4,EFW="2128457",CP="AAR CORP",DN="1",CHK=787977,FOLIO='4',FILE='DISK009:[04CHI2.04CHI1402]JA1402A.;5',USER='MBLOUNT',CD='10-FEB-2004;11:50' THIS IS THE END OF A COMPOSITION COMPONENT
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wood Dale, State of Illinois, on January 12, 2004.
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| AAR CORP. | |
|---|---|
| By: | /s/ DAVID P. STORCH David P. Storch President and Chief Executive Officer |
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Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and effective on the dates indicated.
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| Signature | Title | Date |
|---|---|---|
| /s/ DAVID P. STORCH David P. Storch | President and Chief Executive Officer; Director(Principal Executive Officer) | January 12, 2004 |
| /s/ TIMOTHY J. ROMENESKO Timothy J. Romenesko | Vice President, Chief Financial Officer (Principal Financial Officer) | January 12, 2004 |
| /s/ MICHAEL J. SHARP Michael J. Sharp | Vice President, Controller and Chief Accounting Officer(Principal Accounting Officer) | January 12, 2004 |
| /s/ A. ROBERT ABBOUD A. Robert Abboud | Director | January 12, 2004 |
| /s/ JAMES G. BROCKSMITH, JR. James G. Brocksmith, Jr. | Director | January 12, 2004 |
| /s/ IRA A. EICHNER Ira A. Eichner | Chairman of the Board; Director | January 12, 2004 |
| /s/ RONALD R. FOGLEMAN Ronald R. Fogleman | Director | January 12, 2004 |
| /s/ JAMES E. GOODWIN James E. Goodwin | Director | January 12, 2004 |
| /s/ JOEL D. SPUNGIN Joel D. Spungin | Director | January 12, 2004 |
| /s/ MARC J. WALFISH Marc J. Walfish | Director | January 12, 2004 |
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ZEQ.=1,SEQ=5,EFW="2128457",CP="AAR CORP",DN="1",CHK=1015007,FOLIO='5',FILE='DISK009:[04CHI2.04CHI1402]JC1402A.;2',USER='MBLOUNT',CD='10-FEB-2004;11:50' THIS IS THE END OF A COMPOSITION COMPONENT
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EXHIBIT INDEX
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| 4. | Item — Instruments defining the rights of security holders | 4.1 | Exhibits — Restated Certificate of Incorporation 1 ; Amendments thereto dated November 3, 1987 2 , October 19, 1988 2 , October 16, 1989 3 , and November 3,
1999 4 . |
| --- | --- | --- | --- |
| | | 4.2 | By-Laws as amended 5 . Amendment thereto dated April 12, 1994 6 , January 13, 1997 7 , July 16, 1992 3 , April 11, 2000 8 , and May 13, 2002 9 . |
| | | 4.3 | Rights Agreement between the Registrant and the First National Bank of Chicago dated July 8, 1997 10 and amended October 16, 2001. 11 |
| 5. | Opinion re legality | 5.1 | Opinion of Mr. Howard A. Pulsifer, Vice President, General Counsel and Secretary. |
| 23 | Consents | 23.1 | Consent of KPMG LLP. |
| | | 23.2 | Consent of Mr. Howard A. Pulsifer, Vice President, General Counsel and Secretary (contained in opinion referred to in Exhibit 5). |
| 24. | Power of Attorney | The Power of Attorney immediately precedes the signature page hereof. | |
end of user-specified TAGGED TABLE (1) Incorporated by reference to Exhibits to the Registrant's Annual Report on Form 10-K for the fiscal year ended May 31, 1987. (2) Incorporated by reference to Exhibits to the Registrant's Annual Report on Form 10-K for the fiscal year ended May 31, 1989. (3) Incorporated by reference to Exhibits to the Registrant's Annual Report on Form 10-K for the fiscal year ended May 31, 1999. (4) Incorporated by reference to Exhibits to the Registrant's Quarterly Report on Form 10-Q for the quarter ended November 30, 1999. (5) Incorporated by reference to Exhibits to the Registrant's Annual Report on Form 10-K for the fiscal year ended May 31, 1989. (6) Incorporated by reference to Exhibits to the Registrant's Annual Report on Form 10-K for the fiscal year ended May 31, 1994. (7) Incorporated by reference to Exhibits to the Registrant's Annual Report on Form 10-K for the fiscal year ended May 31, 1998. (8) Incorporated by reference to Exhibits to the Registrant's Annual Report on Form 10-K for the fiscal year ended May 31, 2000. (9) Incorporated by reference to Exhibits to the Registrant's Annual Report on Form 10-K for the fiscal year ended May 31, 2002. (10) Incorporated by reference to Exhibits to the Registrant's Current Report on Form 8-K dated August 4, 1997. (11) Incorporated by reference to Exhibits to the Registrant's Quarterly Report on Form 10-Q for the quarter ended November 30, 2001.
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ZEQ.=1,SEQ=6,EFW="2128457",CP="AAR CORP",DN="1",CHK=463140,FOLIO='6',FILE='DISK009:[04CHI2.04CHI1402]JE1402A.;3',USER='MBLOUNT',CD='10-FEB-2004;11:50' THIS IS THE END OF A COMPOSITION COMPONENT
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TOC_BEGIN REGISTRATION OF ADDITIONAL SECURITIES PART II INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
TOC_BEGIN SIGNATURES TOC_BEGIN EXHIBIT INDEX SEQ=,FILE='QUICKLINK',USER=DINGRAM,SEQ=,EFW="2128457",CP="AAR CORP",DN="1" TOCEXISTFLAG