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AAON, INC. — Director's Dealing 2023
Feb 16, 2023
30780_dirs_2023-02-16_77feb3ad-a379-45a8-8e44-d084ac6f9533.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2023-02-14
Reporting Person: ASBJORNSON NORMAN H (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-14 | Common Stock, par value $.004 | G | 1736 | — | Disposed | 8984019 | Indirect |
| 2023-02-14 | Common Stock, par value $.004 | G | 434 | — | Acquired | 8984453 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 104771 | Direct |
| Common Stock, par value $.004 | 154000 | Indirect |
| Common Stock, par value $.004 | 7120 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $23.57 | 2025-02-26 | Common Stock (38320.0) | 38320 | Direct |
| Stock Option (Right to Buy) | $20.92 | 2026-01-26 | Common Stock (34990.0) | 34990 | Direct |
| Stock Option (Right to Buy) | $34.4 | 2027-02-22 | Common Stock (35870.0) | 35870 | Direct |
| Stock Option (Right to Buy) | $36.95 | 2028-01-02 | Common Stock (115700.0) | 115700 | Direct |
| Stock Option (Right to Buy) | $41.37 | 2029-03-11 | Common Stock (190000.0) | 190000 | Direct |
| Stock Option (Right to Buy) | $44.22 | 2030-03-11 | Common Stock (78880.0) | 78880 | Direct |
| Stock Option (Right to Buy) | $73.36 | 2031-03-11 | Common Stock (10953.0) | 10953 | Direct |
Footnotes
F1: On February 14, 2023, Mr. Asbjornson gifted a total 1,736 shares. Of the 1,736 shares, 434 were gifts between trusts which Mr. Asbjornson serves as the trustee. Total shares held in 'trustee of trusts' after gift are accurately reflected above.
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