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AAON, INC. — Director's Dealing 2023
Sep 11, 2023
30780_dirs_2023-09-11_bc4d9e24-0380-4e53-92f2-bef2a2a1c006.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2023-09-08
Reporting Person: Wichman Gordon Douglas (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-08 | Common Stock, par value $.004 | M | 1500 | $21.58 | Acquired | 8422 | Direct |
| 2023-09-08 | Common Stock, par value $.004 | S | 1500 | $66.11 | Disposed | 6922 | Direct |
| 2023-09-08 | Common Stock, par value $.004 | M | 4500 | $27.58 | Acquired | 11422 | Direct |
| 2023-09-08 | Common Stock, par value $.004 | S | 4500 | $66.11 | Disposed | 6922 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-08 | Stock Option (Right to Buy) | $21.58 | M | 1500 | Disposed | 2028-10-23 | Common Stock (1500) | Direct |
| 2023-09-08 | Stock Option (Right to Buy) | $27.58 | M | 4500 | Disposed | 2029-03-11 | Common Stock (4500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 3277 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $29.48 | 2030-03-11 | Common Stock (15780) | 15780 | Direct |
| Stock Option (Right to Buy) | $48.91 | 2031-03-11 | Common Stock (6106) | 6106 | Direct |
| Stock Option (Right to Buy) | $36.13 | 2032-03-15 | Common Stock (5670) | 5670 | Direct |
| Stock Option (Right to Buy) | $62.04 | 2033-03-06 | Common Stock (4261) | 4261 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $65.76 to $66.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The number of securities beneficially owned for each stock award has been updated to reflect the August 16, 2023 stock split as disclosed in the Company's Form 8-K dated June 6, 2023.