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AAON, INC. — Director's Dealing 2023
Dec 21, 2023
30780_dirs_2023-12-21_6d3cd07c-4d12-4038-aeab-790a3ea1b15f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2023-12-19
Reporting Person: Wakefield Stephen E (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-19 | Common Stock, par value $.004 | M | 18064 | $27.58 | Acquired | 31537 | Direct |
| 2023-12-19 | Common Stock, par value $.004 | S | 18064 | $72.29 | Disposed | 13473 | Direct |
| 2023-12-20 | Common Stock, par value $.004 | M | 21445 | $27.58 | Acquired | 34918 | Direct |
| 2023-12-20 | Common Stock, par value $.004 | S | 21445 | $72.61 | Disposed | 13473 | Direct |
| 2023-12-20 | Common Stock, par value $.004 | M | 20491 | $29.48 | Acquired | 33964 | Direct |
| 2023-12-20 | Common Stock, par value $.004 | S | 20491 | $72.93 | Disposed | 13473 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-19 | Stock Option (Right to Buy) | $27.58 | M | 18064 | Disposed | 2029-03-11 | Common Stock (18064) | Direct |
| 2023-12-20 | Stock Option (Right to Buy) | $27.58 | M | 21445 | Disposed | 2029-03-11 | Common Stock (21445) | Direct |
| 2023-12-20 | Stock Option (Right to Buy) | $29.48 | M | 20491 | Disposed | 2030-03-11 | Common Stock (20491) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 10272 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $48.91 | 2031-03-11 | Common Stock (20223) | 20223 | Direct |
| Stock Option (Right to Buy) | $36.13 | 2032-03-15 | Common Stock (7938) | 7938 | Direct |
| Stock Option (Right to Buy) | $62.04 | 2033-03-06 | Common Stock (4477) | 4477 | Direct |
Footnotes
F1: Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023.
F2: This transaction was executed in multiple trades at prices ranging from $72.25 to $72.51. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $72.75 to $73.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.