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AAON, INC. Director's Dealing 2023

Dec 21, 2023

30780_dirs_2023-12-21_6d3cd07c-4d12-4038-aeab-790a3ea1b15f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2023-12-19

Reporting Person: Wakefield Stephen E (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-19 Common Stock, par value $.004 M 18064 $27.58 Acquired 31537 Direct
2023-12-19 Common Stock, par value $.004 S 18064 $72.29 Disposed 13473 Direct
2023-12-20 Common Stock, par value $.004 M 21445 $27.58 Acquired 34918 Direct
2023-12-20 Common Stock, par value $.004 S 21445 $72.61 Disposed 13473 Direct
2023-12-20 Common Stock, par value $.004 M 20491 $29.48 Acquired 33964 Direct
2023-12-20 Common Stock, par value $.004 S 20491 $72.93 Disposed 13473 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-12-19 Stock Option (Right to Buy) $27.58 M 18064 Disposed 2029-03-11 Common Stock (18064) Direct
2023-12-20 Stock Option (Right to Buy) $27.58 M 21445 Disposed 2029-03-11 Common Stock (21445) Direct
2023-12-20 Stock Option (Right to Buy) $29.48 M 20491 Disposed 2030-03-11 Common Stock (20491) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.004 10272 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $48.91 2031-03-11 Common Stock (20223) 20223 Direct
Stock Option (Right to Buy) $36.13 2032-03-15 Common Stock (7938) 7938 Direct
Stock Option (Right to Buy) $62.04 2033-03-06 Common Stock (4477) 4477 Direct

Footnotes

F1: Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023.

F2: This transaction was executed in multiple trades at prices ranging from $72.25 to $72.51. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $72.75 to $73.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.