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AAON, INC. — Director's Dealing 2023
Dec 27, 2023
30780_dirs_2023-12-27_03dafac6-35c9-49e4-bd10-f29b29e76409.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2023-12-26
Reporting Person: Wakefield Stephen E (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-26 | Common Stock, par value $.004 | M | 15000 | $29.48 | Acquired | 28473 | Direct |
| 2023-12-26 | Common Stock, par value $.004 | S | 15000 | $74 | Disposed | 13473 | Direct |
| 2023-12-27 | Common Stock, par value $.004 | M | 2597 | $29.48 | Acquired | 16070 | Direct |
| 2023-12-27 | Common Stock, par value $.004 | M | 12403 | $48.91 | Acquired | 28473 | Direct |
| 2023-12-27 | Common Stock, par value $.004 | S | 15000 | $75 | Disposed | 13473 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-26 | Stock Option (Right to Buy) | $29.48 | M | 15000 | Disposed | 2030-03-11 | Common Stock (15000) | Direct |
| 2023-12-27 | Stock Option (Right to Buy) | $29.48 | M | 2597 | Disposed | 2030-03-11 | Common Stock (2597) | Direct |
| 2023-12-27 | Stock Option (Right to Buy) | $48.91 | M | 12403 | Disposed | 2031-03-11 | Common Stock (12403) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 10272 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $27.58 | 2029-03-11 | Common Stock (27300) | 27300 | Direct |
| Stock Option (Right to Buy) | $36.13 | 2032-03-15 | Common Stock (7938) | 7938 | Direct |
| Stock Option (Right to Buy) | $62.04 | 2033-03-06 | Common Stock (4477) | 4477 | Direct |
Footnotes
F1: Trade executed in accordance with Rule 10b5-1 trading arrangement adopted on September 13, 2023.
F2: All shares sold at an exact price. A breakdown is not applicable.
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