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AAON, INC. — Director's Dealing 2022
Oct 26, 2022
30780_dirs_2022-10-26_8972d86e-9dc0-4523-ad9e-89d2169758a5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2022-10-25
Reporting Person: Gadiwalla Rony D (Former - VP, Info. Technology)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-25 | Common Stock, par value $.004 | M | 1460 | $41.37 | Acquired | 22186 | Direct |
| 2022-10-25 | Common Stock, par value $.004 | M | 1540 | $44.22 | Acquired | 23726 | Direct |
| 2022-10-25 | Common Stock, par value $.004 | S | 3000 | $60.74 | Disposed | 20726 | Direct |
| 2022-10-25 | Common Stock, par value $.004 | M | 2000 | $44.22 | Acquired | 22726 | Direct |
| 2022-10-25 | Common Stock, par value $.004 | S | 2000 | $61.50 | Disposed | 20726 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-10-25 | Stock Option (Right to Buy) | $41.37 | M | 1460 | Disposed | 2022-11-12 | Common Stock (1460.0) | Direct |
| 2022-10-25 | Stock Option (Right to Buy) | $44.22 | M | 1540 | Disposed | 2022-11-12 | Common Stock (1540.0) | Direct |
| 2022-10-25 | Stock Option (Right to Buy) | $44.22 | M | 2000 | Disposed | 2022-11-12 | Common Stock (2000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 6133 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $73.36 | 2022-11-12 | Common Stock (2247.0) | 2247 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $60.64 to $60.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $61.50 to $61.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.