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AAON, INC. — Director's Dealing 2022
Oct 25, 2022
30780_dirs_2022-10-25_4bc49e05-8014-4da9-a5a2-5667a2b83161.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2022-10-24
Reporting Person: Gadiwalla Rony D (Former - VP, Info. Technology)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-24 | Common Stock, par value $.004 | M | 5000 | $41.37 | Acquired | 25726 | Direct |
| 2022-10-24 | Common Stock, par value $.004 | S | 5000 | $57.04 | Disposed | 20726 | Direct |
| 2022-10-24 | Common Stock, par value $.004 | M | 2500 | $41.37 | Acquired | 23226 | Direct |
| 2022-10-24 | Common Stock, par value $.004 | S | 2500 | $58.04 | Disposed | 20726 | Direct |
| 2022-10-24 | Common Stock, par value $.004 | M | 2000 | $41.37 | Acquired | 22726 | Direct |
| 2022-10-24 | Common Stock, par value $.004 | S | 2000 | $58.84 | Disposed | 20726 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-10-24 | Stock Option (Right to Buy) | $41.37 | M | 5000 | Disposed | 2022-11-12 | Common Stock (5000.0) | Direct |
| 2022-10-24 | Stock Option (Right to Buy) | $41.37 | M | 2500 | Disposed | 2022-11-12 | Common Stock (2500.0) | Direct |
| 2022-10-24 | Stock Option (Right to Buy) | $41.37 | M | 2000 | Disposed | 2022-11-12 | Common Stock (2000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 6133 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $44.22 | 2022-11-12 | Common Stock (11564.0) | 11564 | Direct |
| Stock Option (Right to Buy) | $73.36 | 2022-11-12 | Common Stock (2247.0) | 2247 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $57.00 to $57.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $58.00 to $58.10. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $58.70 to $59.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.