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AAON, INC. — Director's Dealing 2021
Mar 4, 2021
30780_dirs_2021-03-04_34304b18-3895-4590-87ab-e599c3696801.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2021-03-02
Reporting Person: Fields Gary D (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-02 | Common Stock, par value $.004 | M | 2778 | $32.70 | Acquired | 32718 | Direct |
| 2021-03-02 | Common Stock, par value $.004 | M | 14940 | $34.10 | Acquired | 47658 | Direct |
| 2021-03-02 | Common Stock, par value $.004 | M | 6090 | $36.95 | Acquired | 53748 | Direct |
| 2021-03-02 | Common Stock, par value $.004 | S | 23808 | $75.15 | Disposed | 29940 | Direct |
| 2021-03-03 | Common Stock, par value $.004 | M | 7157 | $36.95 | Acquired | 37097 | Direct |
| 2021-03-03 | Common Stock, par value $.004 | S | 7157 | $75.08 | Disposed | 29940 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-02 | Stock Option (Right to Buy) | $32.7 | M | 2778 | Disposed | 2026-12-01 | Common Stock (2778.0) | Direct |
| 2021-03-02 | Stock Option (Right to Buy) | $34.1 | M | 14940 | Disposed | 2027-01-04 | Common Stock (14940.0) | Direct |
| 2021-03-02 | Stock Option (Right to Buy) | $36.95 | M | 6090 | Disposed | 2028-01-02 | Common Stock (6090.0) | Direct |
| 2021-03-03 | Stock Option (Right to Buy) | $36.95 | M | 7157 | Disposed | 2028-01-02 | Common Stock (7157.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 1500 | Indirect |
| Common Stock, par value $.004 | 2497 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $41.37 | 2029-03-11 | Common Stock (94000.0) | 94000 | Direct |
| Stock Option (Right to Buy) | $44.22 | 2030-03-11 | Common Stock (43040.0) | 43040 | Direct |
| Stock Option (Right to Buy) | $47.54 | 2030-05-12 | Common Stock (39300.0) | 39300 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $75.00 to $76.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $75.00 to $75.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.