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AAON, INC. — Director's Dealing 2021
Mar 4, 2021
30780_dirs_2021-03-04_c222e7c2-7454-4987-8ae8-e977b056064c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2021-03-02
Reporting Person: Wakefield Stephen E (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-02 | Common Stock, par value $.004 | S | 926 | $75.26 | Disposed | 7426 | Direct |
| 2021-03-02 | Common Stock, par value $.004 | M | 1532 | $22.76 | Acquired | 8958 | Direct |
| 2021-03-02 | Common Stock, par value $.004 | S | 1532 | $74.88 | Disposed | 7426 | Direct |
| 2021-03-03 | Common Stock | S | 625 | $74.87 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-02 | Stock Option (Right to Buy) | $22.76 | M | 1532 | Disposed | 2025-12-18 | Common Stock (1532.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 5588 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $26.47 | 2026-08-01 | Common Stock (566.0) | 566 | Direct |
| Stock Option (Right to Buy) | $32.8 | 2026-11-18 | Common Stock (1440.0) | 1440 | Direct |
| Stock Option (Right to Buy) | $36.95 | 2028-01-02 | Common Stock (22200.0) | 22200 | Direct |
| Stock Option (Right to Buy) | $41.37 | 2029-03-11 | Common Stock (91000.0) | 91000 | Direct |
| Stock Option (Right to Buy) | $44.22 | 2030-03-11 | Common Stock (42320.0) | 42320 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $74.74 to $76.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $74.24 to $75.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.