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AAON, INC. — Director's Dealing 2021
Mar 9, 2021
30780_dirs_2021-03-09_7214ee6b-384c-4b92-b81e-ce5343633793.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2021-03-08
Reporting Person: Asbjornson Scott M (Vice President, Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-08 | Common Stock, par value $.004 | G | 5300 | — | Disposed | 848348 | Direct |
| 2021-03-08 | Common Stock, par value $.004 | S | 1856 | $74.09 | Disposed | 846492 | Direct |
| 2021-03-08 | Common Stock, par value $.004 | M | 1336 | $22.15 | Acquired | 847828 | Direct |
| 2021-03-08 | Common Stock, par value $.004 | M | 6510 | $34.10 | Acquired | 854338 | Direct |
| 2021-03-08 | Common Stock, par value $.004 | M | 7980 | $36.95 | Acquired | 862318 | Direct |
| 2021-03-08 | Common Stock, par value $.004 | S | 15826 | $73.84 | Disposed | 846492 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-08 | Stock Option (Right to Buy) | $22.15 | M | 1336 | Disposed | 2026-01-04 | Common Stock (1336.0) | Direct |
| 2021-03-08 | Stock Option (Right to Buy) | $34.1 | M | 6510 | Disposed | 2027-01-04 | Common Stock (6510.0) | Direct |
| 2021-03-08 | Stock Option (Right to Buy) | $36.95 | M | 7980 | Disposed | 2028-01-02 | Common Stock (7980.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 540000 | Indirect |
| Common Stock, par value $.004 | 2652 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $41.37 | 2029-03-11 | Common Stock (55200.0) | 55200 | Direct |
| Stock Option (Right to Buy) | $44.22 | 2030-03-11 | Common Stock (29140.0) | 29140 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $73.90 to $74.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $73.50 to $74.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.