AAON, INC. — Director's Dealing 2021

Mar 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2021-03-11

Reporting Person: ASBJORNSON NORMAN H (Director, Executive Chairman, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-11	Common Stock, par value $.004	F	480	$73.36	Disposed	8542017	Direct
2021-03-11	Common Stock, par value $.004	A	1575	—	Acquired	8543592	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.004	154000	Indirect
Common Stock, par value $.004	554494	Indirect
Common Stock, par value $.004	7314	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$23.57	2025-02-26	Common Stock (38320.0)	38320	Direct
Stock Option (Right to Buy)	$20.92	2026-01-26	Common Stock (34990.0)	34990	Direct
Stock Option (Right to Buy)	$34.4	2027-02-22	Common Stock (35870.0)	35870	Direct
Stock Option (Right to Buy)	$36.95	2028-01-02	Common Stock (115700.0)	115700	Direct
Stock Option (Right to Buy)	$41.37	2029-03-11	Common Stock (190000.0)	190000	Direct
Stock Option (Right to Buy)	$44.22	2030-03-11	Common Stock (78880.0)	78880	Direct
Stock Option (Right to Buy)	$73.36	2031-03-11	Common Stock (10953.0)	10953	Direct

Footnotes

F1: This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and vests or is exercisable ratably on each of the first three anniversaries of the date of the grant.