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AAON, INC. — Director's Dealing 2021
Mar 15, 2021
30780_dirs_2021-03-15_0a1b3e2f-cf33-4996-9db3-18f10c0ac81e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2021-03-11
Reporting Person: Asbjornson Scott M (Vice President, Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-11 | Common Stock, par value $.004 | F | 286 | $73.36 | Disposed | 846206 | Direct |
| 2021-03-11 | Common Stock, par value $.004 | A | 1632 | — | Acquired | 847838 | Direct |
| 2021-03-12 | Common Stock, par value $.004 | M | 13800 | $41.37 | Acquired | 861638 | Direct |
| 2021-03-12 | Common Stock, par value $.004 | M | 5828 | $44.22 | Acquired | 867466 | Direct |
| 2021-03-12 | Common Stock, par value $.004 | S | 19628 | $74.73 | Disposed | 847838 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-12 | Stock Option (Right to Buy) | $41.37 | M | 13800 | Acquired | 2029-03-11 | Common Stock (13800.0) | Direct |
| 2021-03-12 | Stock Option (Right to Buy) | $44.22 | M | 5828 | Acquired | 2030-03-11 | Common Stock (5828.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 540000 | Indirect |
| Common Stock, par value $.004 | 2668 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $34.1 | 2027-01-04 | Common Stock (6510.0) | 6510 | Direct |
| Stock Option (Right to Buy) | $36.95 | 2028-01-02 | Common Stock (15960.0) | 15960 | Direct |
| Stock Option (Right to Buy) | $73.36 | 2031-03-11 | Common Stock (11349.0) | 11349 | Direct |
Footnotes
F1: This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and vests or is exercisable ratably on each of the first three anniversaries of the date of the grant.
F2: This transaction was executed in multiple trades at prices ranging from $74.00 to $74.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.