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AAON, INC. Director's Dealing 2021

Mar 16, 2021

30780_dirs_2021-03-16_e2d0bc31-73db-4d33-a949-acf265d84d88.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2021-03-11

Reporting Person: Fields Gary D (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-11 Common Stock, par value $.004 F 454 $73.36 Disposed 29486 Direct
2021-03-11 Common Stock, par value $.004 A 4524 Acquired 34010 Direct
2021-03-16 Common Stock, par value $.004 F 32 $64.24 Disposed 33978 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.004 1500 Indirect
Common Stock, par value $.004 2529 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $32.7 2026-12-01 Common Stock (1389.0) 1389 Direct
Stock Option (Right to Buy) $34.1 2027-01-04 Common Stock (7470.0) 7470 Direct
Stock Option (Right to Buy) $36.95 2028-01-02 Common Stock (37393.0) 37393 Direct
Stock Option (Right to Buy) $41.37 2029-03-11 Common Stock (94000.0) 94000 Direct
Stock Option (Right to Buy) $44.22 2030-03-11 Common Stock (43040.0) 43040 Direct
Stock Option (Right to Buy) $47.54 2030-05-12 Common Stock (39300.0) 39300 Direct
Stock Option (Right to Buy) $73.36 2031-03-11 Common Stock (31461.0) 31461 Direct

Footnotes

F1: This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and vests or is exercisable ratably on each of the first three anniversaries of the date of the grant.

F2: The original Form 4, filed on March 15, 2021, is being amended by this Form 4 amendment, solely to disclose an administrative error, which did not report a sale that occurred on December 1, 2020 for a total of 32 shares (at $64.24 per share). The number of shares presented above represents the current shares beneficially owned by the reporting person.