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AAON, INC. — Director's Dealing 2021
Mar 16, 2021
30780_dirs_2021-03-16_e2d0bc31-73db-4d33-a949-acf265d84d88.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2021-03-11
Reporting Person: Fields Gary D (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-11 | Common Stock, par value $.004 | F | 454 | $73.36 | Disposed | 29486 | Direct |
| 2021-03-11 | Common Stock, par value $.004 | A | 4524 | — | Acquired | 34010 | Direct |
| 2021-03-16 | Common Stock, par value $.004 | F | 32 | $64.24 | Disposed | 33978 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 1500 | Indirect |
| Common Stock, par value $.004 | 2529 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $32.7 | 2026-12-01 | Common Stock (1389.0) | 1389 | Direct |
| Stock Option (Right to Buy) | $34.1 | 2027-01-04 | Common Stock (7470.0) | 7470 | Direct |
| Stock Option (Right to Buy) | $36.95 | 2028-01-02 | Common Stock (37393.0) | 37393 | Direct |
| Stock Option (Right to Buy) | $41.37 | 2029-03-11 | Common Stock (94000.0) | 94000 | Direct |
| Stock Option (Right to Buy) | $44.22 | 2030-03-11 | Common Stock (43040.0) | 43040 | Direct |
| Stock Option (Right to Buy) | $47.54 | 2030-05-12 | Common Stock (39300.0) | 39300 | Direct |
| Stock Option (Right to Buy) | $73.36 | 2031-03-11 | Common Stock (31461.0) | 31461 | Direct |
Footnotes
F1: This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and vests or is exercisable ratably on each of the first three anniversaries of the date of the grant.
F2: The original Form 4, filed on March 15, 2021, is being amended by this Form 4 amendment, solely to disclose an administrative error, which did not report a sale that occurred on December 1, 2020 for a total of 32 shares (at $64.24 per share). The number of shares presented above represents the current shares beneficially owned by the reporting person.