AI assistant
AAON, INC. — Director's Dealing 2021
May 18, 2021
30780_dirs_2021-05-18_0ce276e9-016d-4b36-aaa9-f291feae1b45.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON, INC. (AAON)
CIK: 0000824142
Period of Report: 2021-05-16
Reporting Person: Asbjornson Scott M (Vice President, Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-16 | Common Stock, par value $.004 | F | 1112 | $68.64 | Disposed | 846726 | Direct |
| 2021-05-16 | Common Stock, par value $.004 | D | 1632 | $68.64 | Disposed | 845094 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-16 | Stock Option (Right to Buy) | $73.36 | D | 11349 | Disposed | 2031-03-11 | Common Stock (11349.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 540000 | Indirect |
| Common Stock, par value $.004 | 2741 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $34.1 | 2022-05-16 | Common Stock (6510.0) | 6510 | Direct |
| Stock Option (Right to Buy) | $36.95 | 2022-05-16 | Common Stock (15960.0) | 15960 | Direct |
| Stock Option (Right to Buy) | $41.37 | 2022-05-16 | Common Stock (69000.0) | 69000 | Direct |
| Stock Option (Right to Buy) | $44.22 | 2030-03-11 | Common Stock (34968.0) | 34968 | Direct |
Footnotes
F1: Tax withholding on vesting of Restricted Stock Awards due to retirement, effective May 16, 2021.
F2: Forfeiture of Restricted Stock Award (granted 3/11/2021) due to retirement, effective May 16, 2021.
F3: Date Exercisable (but not exercised) is accelerated upon retirement, effective May 16, 2021.
F4: Expiration date (1 year from retirement) is accelerated upon retirement, effective May 16, 2021.
F5: This stock award was granted (on 3/11/2020) under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant.
F6: Forfeiture of Stock Option Award (granted 3/11/2021) due to retirement, effective May 16, 2021.