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AAON, INC. — Director's Dealing 2016
Jan 5, 2016
30780_dirs_2016-01-05_f863afc1-bcd2-4470-a318-550c5363cf2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON INC (AAON)
CIK: 0000824142
Period of Report: 2016-01-02
Reporting Person: Neale Sam (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-02 | Common Stock, par value $.004 | F | 256 | $23.22 | Disposed | 20733 | Direct |
| 2016-01-04 | Common Stock, par value $.004 | A | 3930 | — | Acquired | 24663 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-02 | Stock Option (Right to Buy) | $22.15 | A | 4240 | Acquired | 2026-01-04 | Common Stock (4240.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $21.93 | 2025-01-02 | Common Stock (4000.0) | 4000 | Direct |
| Stock Option (Right to Buy) | $8.65 | 2022-05-15 | Common Stock (9000.0) | 9000 | Direct |
| Stock Option (Right to Buy) | $6.89 | 2020-05-25 | Common Stock (6750.0) | 6750 | Direct |
Footnotes
F1: Restricted Stock Grant, vesting ratably over five years
F2: This stock option is granted under the Issuer's 2007 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant.
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