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AAON, INC. — Director's Dealing 2016
Mar 1, 2016
30780_dirs_2016-03-01_166fe3d9-a54f-413f-b0a2-faf1e693d2b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON INC (AAON)
CIK: 0000824142
Period of Report: 2016-02-29
Reporting Person: SHEFFIELD KATHY I (Sr. Vice President Admin/Treas)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-29 | Common Stock, par value $.004 | M | 11875 | $4.54 | Acquired | 40517 | Direct |
| 2016-02-29 | Common Stock, par value $.004 | S | 11875 | $24.9108 | Disposed | 28642 | Direct |
| 2016-02-29 | Common Stock, par value $.004 | S | 900 | $24.9979 | Disposed | 27742 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-29 | Stock Option (Right to Buy) | $4.54 | M | 11875 | Disposed | 2019-03-09 | Common Stock (11875.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $22.15 | 2026-01-04 | Common Stock (6680.0) | 6680 | Direct |
| Stock Option (Right to Buy) | $21.93 | 2025-01-02 | Common Stock (4805.0) | 4805 | Direct |
| Stock Option (Right to Buy) | $8.65 | 2022-05-15 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (Right to Buy) | $6.89 | 2020-05-25 | Common Stock (33750.0) | 33750 | Direct |
| Stock Option (Right to Buy) | $5.03 | 2018-03-10 | Common Stock (10125.0) | 10125 | Direct |
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