AI assistant
Sending…
AAON, INC. — Director's Dealing 2013
Dec 10, 2013
30780_dirs_2013-12-10_072610db-dfac-4c00-81f7-e5b6935d75aa.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AAON INC (AAON)
CIK: 0000824142
Period of Report: 2013-12-06
Reporting Person: Knebel David E (Sr.Vice President,Sales & Tech)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-06 | Common Stock, par value $.004 | M | 4500 | $6.82 | Acquired | 81900 | Direct |
| 2013-12-06 | Common Stock, par value $.004 | M | 9000 | $6.81 | Acquired | 90900 | Direct |
| 2013-12-06 | Common Stock, par value $.004 | M | 13500 | $10.34 | Acquired | 104400 | Direct |
| 2013-12-06 | Common Stock, par value $.004 | S | 4500 | $30.76 | Disposed | 99900 | Direct |
| 2013-12-06 | Common Stock, par value $.004 | S | 9000 | $30.76 | Disposed | 90900 | Direct |
| 2013-12-06 | Common Stock, par value $.004 | S | 13500 | $30.76 | Disposed | 77400 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-06 | Stock Option (Right to Buy) | $6.82 | M | 4500 | Disposed | 2018-10-17 | Common Stock (4500.0) | Direct |
| 2013-12-06 | Stock Option (Right to Buy) | $6.81 | M | 9000 | Disposed | 2019-03-09 | Common Stock (9000.0) | Direct |
| 2013-12-06 | Stock Option (Right to Buy) | $10.34 | M | 13500 | Disposed | 2020-05-25 | Common Stock (13500.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.004 | 6706 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $12.98 | 2022-05-15 | Common Stock (15000.0) | 15000 | Direct |
Footnotes
F1: All numbers of shares and exercise prices have been adjusted to reflect a 3 for 2 stock split on July 2, 2013 effected pursuant to a 50% stock dividend.
More from AAON, INC.
Regulatory Filings
2026
May 18
Major Shareholding Notification
2026
May 7
Interim / Quarterly Report
2026
May 7
Regulatory Filings
2026
May 7
Regulatory Filings
2026
Apr 2
Annual Report
2026
Apr 1
Proxy Solicitation & Information Statement
2026
Apr 1
Major Shareholding Notification
2026
Mar 26
Regulatory Filings
2026
Mar 20
Regulatory Filings
2026
Mar 5